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Details

THOMAS FRANCIS TROY NFA ID: 0044101

Current Status
UBS FINANCIAL SERVICES INC 
• PRINCIPAL APPROVED 
Regulatory Actions
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NFA Arbitration Decisions
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History
 Status Effective Date
MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED 
• ASSOCIATED PERSON WITHDRAWN 09/30/1996 
• NFA ASSOCIATE MEMBER WITHDRAWN 09/30/1996 
• NFA ASSOCIATE MEMBER APPROVED 08/01/1985 
• ASSOCIATED PERSON REGISTERED 12/20/1983 
UBS FINANCIAL SERVICES INC 
• PRINCIPAL APPROVED 03/18/2011 
• PRINCIPAL PENDING 12/20/2010 
 
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