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GENESIS RESEARCH & ASSET MANAGEMENT LLC NFA ID: 0408588

Current Status
NO CURRENT STATUS
Exemptions and No Actions
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Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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Formerly Known As
• GENESIS ASSET MANAGEMENT LLC
• GENESIS FUTURES ASSET MANAGEMENT LLC
 
Business Address
400 NORTH MICHIGAN AVENUE
SUITE 714
CHICAGO, IL  60611
UNITED STATES
312-846-6898
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• NFA MEMBER WITHDRAWN09/01/2013 
• COMMODITY POOL OPERATOR WITHDRAWN09/01/2013 
• COMMODITY TRADING ADVISOR WITHDRAWN08/18/2011 
• COMMODITY TRADING ADVISOR REGISTERED08/07/2009 
• COMMODITY TRADING ADVISOR PENDING07/27/2009 
• NFA MEMBER APPROVED07/21/2009 
• NFA MEMBER PENDING04/29/2009 
• COMMODITY POOL OPERATOR REGISTERED04/28/2009 
• INTRODUCING BROKER PENDING STATUS WITHDRAWN04/23/2009 
• COMMODITY POOL OPERATOR PENDING03/13/2009 
• INTRODUCING BROKER PENDING03/13/2009 
 
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