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PUMA FINANCIAL LLC NFA ID: 0377737 Current Status • NFA MEMBER PERMANENT WITHDRAWAL  • PRINCIPAL PERMANENT BAR  Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Business Address 180 N WABASH SUITE 725 CHICAGO, IL  60601 UNITED STATES 312-368-6000 Doing Business As No other names Listed Principals No principals currently listed History  Status Effective Date • NFA MEMBER PERMANENT WITHDRAWAL 08/31/2009  • PRINCIPAL PERMANENT BAR 08/31/2009    • FUTURES COMMISSION MERCHANT WITHDRAWN 09/30/2009  • NFA MEMBER WITHDRAWN 08/31/2009  • NFA MEMBER APPROVED 02/20/2007  • FUTURES COMMISSION MERCHANT REGISTERED 02/20/2007  • NFA MEMBER PENDING 11/14/2006  • FUTURES COMMISSION MERCHANT PENDING 11/14/2006