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PUMA FINANCIAL LLC NFA ID: 0377737

Current Status
• NFA MEMBER PERMANENT WITHDRAWAL 
• PRINCIPAL PERMANENT BAR 
Regulatory Actions
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NFA Arbitration Decisions
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Formerly Known As
No other names
 
Business Address
180 N WABASH
SUITE 725
CHICAGO, IL  60601
UNITED STATES
312-368-6000
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• NFA MEMBER PERMANENT WITHDRAWAL08/31/2009 
• PRINCIPAL PERMANENT BAR08/31/2009 
 
• FUTURES COMMISSION MERCHANT WITHDRAWN09/30/2009 
• NFA MEMBER WITHDRAWN08/31/2009 
• NFA MEMBER APPROVED02/20/2007 
• FUTURES COMMISSION MERCHANT REGISTERED02/20/2007 
• NFA MEMBER PENDING11/14/2006 
• FUTURES COMMISSION MERCHANT PENDING11/14/2006 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.