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Details

GAIN CAPITAL GROUP LLC NFA ID: 0339826

Current Status
• FOREX FIRM APPROVED 
• RETAIL FOREIGN EXCHANGE DEALER REGISTERED 
• FOREX DEALER MEMBER APPROVED 
• NFA MEMBER APPROVED 
• FUTURES COMMISSION MERCHANT REGISTERED 
FCM Financial Information
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Firm Activity Status
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsNo
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsYes
Regulatory Actions
 AgencyNumber
NFA2
CFTC0
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent5
details...
 
CFTC Reparations Cases
Total15
details...
Formerly Known As
• GAIN CAPITAL GROUP INC
 
Business Address
135 US HIGHWAY 202 & 206
SUITE 11
BEDMINSTER, NJ  07921
UNITED STATES
908-731-0700
Doing Business As
• FOREX.COM• GAIN CAPITAL FUTURES
• GAIN FUTURES 
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
MARIA CONCEPCION ARENACHIEF FINANCIAL OFFICERNO
ALEXANDER ROBERT BOBINSKI JRCHIEF EXECUTIVE OFFICERNO
MICHAEL VINCENT FREYCHIEF COMPLIANCE OFFICERNO
GAIN HOLDINGS LLC YES
TIMOTHY FRANCIS OSULLIVANHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
SAMANTHA MICHELLE ROADYHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
GLENN ALAN SWANSONHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
History
 Status Effective Date
• FOREX FIRM APPROVED10/07/2010 
• RETAIL FOREIGN EXCHANGE DEALER REGISTERED10/07/2010 
• FOREX DEALER MEMBER APPROVED10/07/2010 
• FOREX DEALER MEMBER PENDING09/02/2010 
• FOREX FIRM PENDING09/02/2010 
• RETAIL FOREIGN EXCHANGE DEALER PENDING09/02/2010 
• NFA MEMBER APPROVED07/29/2004 
• FUTURES COMMISSION MERCHANT REGISTERED07/29/2004 
• NFA MEMBER PENDING04/22/2004 
• FUTURES COMMISSION MERCHANT PENDING04/22/2004 
GAIN CAPITAL 
• PRINCIPAL WITHDRAWN 09/04/2004 
• PRINCIPAL APPROVED 01/21/2004 
GLOBAL FUTURES & FOREX LTD 
• PRINCIPAL WITHDRAWN 10/29/2013 
• PRINCIPAL APPROVED 09/24/2013 
OPEN E CRY LLC 
• PRINCIPAL WITHDRAWN 01/10/2013 
• PRINCIPAL APPROVED 09/04/2012 
 
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