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Details

RANDI G LEVINE NFA ID: 0195829

Current Status
NO CURRENT STATUS
Regulatory Actions
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NFA1
CFTC0
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
AVENTURA MERCANTILE GROUP INC 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 08/30/1989 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 08/30/1989 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 08/30/1989 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 08/23/1989 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/23/1989 
• ASSOCIATED PERSON PENDING 08/23/1989 
• NFA ASSOCIATE MEMBER PENDING 08/23/1989 
• BRANCH MANAGER PENDING 07/21/1989 
• NFA ASSOCIATE MEMBER APPROVED 07/11/1989 
• ASSOCIATED PERSON TEMPORARY LICENSE 07/11/1989 
BARKLEY FINANCIAL CORP 
• ASSOCIATED PERSON WITHDRAWN 07/11/2000 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/11/2000 
• ASSOCIATED PERSON REGISTERED 08/29/1997 
• NFA ASSOCIATE MEMBER APPROVED 08/29/1997 
• ASSOCIATED PERSON PENDING 07/08/1997 
• NFA ASSOCIATE MEMBER PENDING 07/08/1997 
• ASSOCIATED PERSON WITHDRAWN 01/15/1997 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/15/1997 
• ASSOCIATED PERSON REGISTERED 09/26/1995 
• NFA ASSOCIATE MEMBER APPROVED 08/10/1995 
• ASSOCIATED PERSON TEMPORARY LICENSE 08/10/1995 
BURNS SEAN 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/24/1989 
• ASSOCIATED PERSON WITHDRAWN 10/24/1989 
• ASSOCIATED PERSON REGISTERED 09/15/1989 
• NFA ASSOCIATE MEMBER APPROVED 08/31/1989 
• ASSOCIATED PERSON TEMPORARY LICENSE 08/31/1989 
CARRINGTON FINANCIAL CORP 
• ASSOCIATED PERSON WITHDRAWN 03/21/1994 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/21/1994 
• ASSOCIATED PERSON REGISTERED 03/13/1992 
• NFA ASSOCIATE MEMBER APPROVED 01/22/1992 
• ASSOCIATED PERSON TEMPORARY LICENSE 01/22/1992 
CHILMARK COMMODITIES CORP 
• ASSOCIATED PERSON WITHDRAWN 06/01/1988 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/01/1988 
• ASSOCIATED PERSON REGISTERED 02/11/1987 
• NFA ASSOCIATE MEMBER APPROVED 02/10/1987 
• ASSOCIATED PERSON TEMPORARY LICENSE 02/10/1987 
• ASSOCIATED PERSON PENDING 11/12/1986 
• NFA ASSOCIATE MEMBER PENDING 11/12/1986 
COMMONWEALTH FINANCIAL GROUP INC 
• ASSOCIATED PERSON WITHDRAWN 07/19/1995 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/19/1995 
• ASSOCIATED PERSON REGISTERED 10/06/1994 
• NFA ASSOCIATE MEMBER APPROVED 08/22/1994 
• ASSOCIATED PERSON TEMPORARY LICENSE 08/22/1994 
• ASSOCIATED PERSON WITHDRAWN 06/15/1994 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/15/1994 
• ASSOCIATED PERSON REGISTERED 05/11/1994 
• NFA ASSOCIATE MEMBER APPROVED 03/31/1994 
• ASSOCIATED PERSON TEMPORARY LICENSE 03/31/1994 
CONCORDE TRADING GROUP INC 
• ASSOCIATED PERSON WITHDRAWN 10/31/2001 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/31/2001 
• ASSOCIATED PERSON REGISTERED 07/26/2001 
• NFA ASSOCIATE MEMBER APPROVED 07/16/2001 
• ASSOCIATED PERSON TEMPORARY LICENSE 07/16/2001 
• ASSOCIATED PERSON PENDING 06/29/2001 
• NFA ASSOCIATE MEMBER PENDING 06/29/2001 
• ASSOCIATED PERSON WITHDRAWN 07/11/1989 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/11/1989 
• ASSOCIATED PERSON REGISTERED 07/14/1988 
• NFA ASSOCIATE MEMBER APPROVED 05/25/1988 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/25/1988 
• ASSOCIATED PERSON PENDING 05/17/1988 
• NFA ASSOCIATE MEMBER PENDING 05/17/1988 
CROMWELL FINANCIAL SERVICES INC 
• ASSOCIATED PERSON WITHDRAWN 02/01/2006 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/01/2006 
• ASSOCIATED PERSON REGISTERED 11/04/2004 
• NFA ASSOCIATE MEMBER APPROVED 11/02/2004 
• ASSOCIATED PERSON TEMPORARY LICENSE 11/02/2004 
• ASSOCIATED PERSON WITHDRAWN 05/21/2004 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/21/2004 
• ASSOCIATED PERSON REGISTERED 07/02/2003 
• NFA ASSOCIATE MEMBER APPROVED 05/29/2003 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/29/2003 
FIRST CHOICE FUTURES AND OPTIONS INC 
• ASSOCIATED PERSON WITHDRAWN 05/11/2001 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/11/2001 
• ASSOCIATED PERSON REGISTERED 03/20/2001 
• NFA ASSOCIATE MEMBER APPROVED 02/13/2001 
• ASSOCIATED PERSON TEMPORARY LICENSE 02/13/2001 
FIRST SIERRA CORPORATION 
• ASSOCIATED PERSON WITHDRAWN 02/28/1991 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/28/1991 
• ASSOCIATED PERSON REGISTERED 10/30/1990 
• NFA ASSOCIATE MEMBER APPROVED 09/28/1990 
• ASSOCIATED PERSON TEMPORARY LICENSE 09/28/1990 
FSG INTERNATIONAL INCORPORATED 
• ASSOCIATED PERSON WITHDRAWN 05/16/1997 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/16/1997 
• ASSOCIATED PERSON REGISTERED 05/06/1997 
• NFA ASSOCIATE MEMBER APPROVED 03/07/1997 
• ASSOCIATED PERSON TEMPORARY LICENSE 03/07/1997 
INVESTORS TRADING GROUP LC 
• ASSOCIATED PERSON WITHDRAWN 02/13/2001 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/13/2001 
• ASSOCIATED PERSON REGISTERED 08/16/2000 
• NFA ASSOCIATE MEMBER APPROVED 07/20/2000 
• ASSOCIATED PERSON TEMPORARY LICENSE 07/20/2000 
R G L INVESTMENTS INC 
• ASSOCIATED PERSON WITHDRAWN 09/18/1990 
• NFA ASSOCIATE MEMBER WITHDRAWN 09/18/1990 
• PRINCIPAL WITHDRAWN 09/18/1990 
• ASSOCIATED PERSON REGISTERED 11/03/1989 
• PRINCIPAL APPROVED 11/03/1989 
• NFA ASSOCIATE MEMBER APPROVED 10/25/1989 
• ASSOCIATED PERSON TEMPORARY LICENSE 10/25/1989 
• ASSOCIATED PERSON PENDING 10/24/1989 
• NFA ASSOCIATE MEMBER PENDING 10/24/1989 
• PRINCIPAL PENDING 10/24/1989 
TRINITY FINANCIAL GROUP INC 
• ASSOCIATED PERSON WITHDRAWN 01/07/1992 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/07/1992 
• ASSOCIATED PERSON REGISTERED 04/15/1991 
• NFA ASSOCIATE MEMBER APPROVED 03/01/1991 
• ASSOCIATED PERSON TEMPORARY LICENSE 03/01/1991 
UNIVERSAL COMMODITY CORPORATION 
• ASSOCIATED PERSON WITHDRAWN 07/21/2006 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/21/2006 
• ASSOCIATED PERSON REGISTERED 01/31/2006 
• NFA ASSOCIATE MEMBER APPROVED 01/31/2006 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/01/2004 
• ASSOCIATED PERSON WITHDRAWN 11/01/2004 
• NFA ASSOCIATE MEMBER APPROVED 05/10/2004 
• ASSOCIATED PERSON REGISTERED 05/10/2004 
WINNER GROUP INC THE 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 09/27/1990 
• NFA ASSOCIATE MEMBER WITHDRAWN 09/27/1990 
• NFA ASSOCIATE MEMBER APPROVED 09/20/1990 
• ASSOCIATED PERSON TEMPORARY LICENSE 09/20/1990 
 
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