| COMMERCIAL HEDGE SERVICES INC |
| ASSOCIATED PERSON WITHDRAWN | 07/17/2007 |
| PRINCIPAL WITHDRAWN | 07/17/2007 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 08/01/2004 |
| BRANCH MANAGER WITHDRAWN | 02/19/2004 |
| BRANCH MANAGER APPROVED | 10/25/1999 |
| BRANCH MANAGER PENDING | 10/11/1999 |
| BRANCH MANAGER PENDING STATUS WITHDRAWN | 07/16/1999 |
| BRANCH MANAGER PENDING | 04/30/1999 |
| PRINCIPAL APPROVED | 05/26/1988 |
| ASSOCIATED PERSON REGISTERED | 05/26/1988 |
| NFA ASSOCIATE MEMBER APPROVED | 05/20/1988 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 05/20/1988 |
| NFA ASSOCIATE MEMBER PENDING | 05/12/1988 |
| ASSOCIATED PERSON PENDING | 04/25/1988 |
| PRINCIPAL PENDING | 04/25/1988 |
| PRIME TRADING COMPANY INC |
| PRINCIPAL WITHDRAWN | 07/17/2007 |
| ASSOCIATED PERSON WITHDRAWN | 07/17/2007 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 08/05/2004 |
| ASSOCIATED PERSON REGISTERED | 01/06/2004 |
| NFA ASSOCIATE MEMBER APPROVED | 01/06/2004 |
| NFA ASSOCIATE MEMBER PENDING | 09/04/2003 |
| ASSOCIATED PERSON PENDING | 09/04/2003 |
| PRINCIPAL APPROVED | 09/04/2003 |
| PRINCIPAL PENDING | 09/04/2003 |