About NFA
|
Site Index
|
Contact NFA
(
Contáctenos
)
Registration
Compliance
Electronic Filings
Investor Information
Arbitration / Mediation
Regulation
Broker / Firm Information (BASIC)
BASIC
BASIC Home/Search
File A Complaint
Help
FAQ
Glossary
Contributors
General Search Tips
Investor Information
Feedback
Terms of Use
Privacy Statement
The BASIC system utilizes Adobe Acrobat for viewing certain documents. Click here to download Adobe Acrobat reader.
Print Page
Details
ROSENTHAL COLLINS GROUP LLC
NFA ID: 0085527
Current Status
ALSO SEE NFA ID
0000756
Regulatory Actions
Agency
Number
NFA
0
CFTC
0
Exchanges
0
details...
NFA Arbitration Decisions
Role
Number
Claimant
0
Respondent
0
details...
CFTC Reparations Cases
Total
0
details...
Formerly Known As
No other names
Security Futures Proficiency Training
No proficiency information available
Doing Business As
No other names
History
Status
Effective Date
ALSO SEE NFA ID
0000756
OPPORTUNITIES IN OPTIONS
PRINCIPAL WITHDRAWN
01/12/2000
PRINCIPAL APPROVED
11/23/1988
PRINCIPAL PENDING
09/26/1988
ROSENTHAL COLLINS FUTURES MANAGEMENT INC
PRINCIPAL WITHDRAWN
05/10/2004
PRINCIPAL APPROVED
12/01/1998
ROSENTHAL GLOBAL SECURITIES LLC
PRINCIPAL WITHDRAWN
04/08/2012
PRINCIPAL APPROVED
11/23/1988
PRINCIPAL PENDING
09/26/1988