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PETER ELTON SMITH NFA ID: 0036669 Current Status COLUMBIA FUTURES GROUP INC  • ASSOCIATED PERSON REGISTERED  • NFA ASSOCIATE MEMBER APPROVED  • PRINCIPAL APPROVED  Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 1 details...   CFTC Reparations Cases Total 1 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 11/12/2002 SECURITY FUTURES PRINCIPAL TRAINING COMPLETED 11/12/2002 Doing Business As No other names History  Status Effective Date COLUMBIA FUTURES GROUP INC  • ASSOCIATED PERSON REGISTERED 05/10/1990  • NFA ASSOCIATE MEMBER APPROVED 05/10/1990  • PRINCIPAL APPROVED 05/10/1990  • ASSOCIATED PERSON PENDING 05/01/1990  • NFA ASSOCIATE MEMBER PENDING 05/01/1990  • PRINCIPAL PENDING 05/01/1990  CONTICOMMODITY SERVICES INC  • ASSOCIATED PERSON WITHDRAWN 09/30/1983  • ASSOCIATED PERSON REGISTERED 09/09/1981  INTERNATIONAL FUTURES LTD  • ASSOCIATED PERSON WITHDRAWN 04/30/1987  • PRINCIPAL PENDING STATUS WITHDRAWN 04/30/1987  • PRINCIPAL PENDING 08/29/1984  • ASSOCIATED PERSON REGISTERED 04/24/1984  LASALLE STREET SECURITIES  • ASSOCIATED PERSON WITHDRAWN 05/10/1990  • NFA ASSOCIATE MEMBER WITHDRAWN 05/10/1990  • ASSOCIATED PERSON REGISTERED 04/27/1990  • NFA ASSOCIATE MEMBER APPROVED 03/01/1990  • ASSOCIATED PERSON TEMPORARY LICENSE 03/01/1990  REFCO LLC  • ASSOCIATED PERSON WITHDRAWN 02/28/1990  • NFA ASSOCIATE MEMBER WITHDRAWN 02/28/1990  • NFA ASSOCIATE MEMBER APPROVED 08/01/1985  • ASSOCIATED PERSON REGISTERED 03/27/1985  YAOSUN STRATEGIC INVESTMENTS LLC  • PRINCIPAL WITHDRAWN 08/29/2006  • PRINCIPAL APPROVED 04/28/2006  • PRINCIPAL PENDING 04/17/2006