| COMMODITY TRADING ADVISOR PENDING STATUS WITHDRAWN | 12/21/2007 |
| NFA MEMBER PENDING STATUS WITHDRAWN | 12/20/2007 |
| NFA MEMBER PENDING | 07/09/2007 |
| COMMODITY TRADING ADVISOR PENDING | 07/09/2007 |
| INTRODUCING BROKER WITHDRAWN | 12/26/1991 |
| NFA MEMBER WITHDRAWN | 12/26/1991 |
| INTRODUCING BROKER REGISTERED | 11/05/1990 |
| NFA MEMBER APPROVED | 11/05/1990 |
| INTRODUCING BROKER PENDING | 09/25/1990 |
| INTRODUCING BROKER WITHDRAWN | 04/29/1990 |
| NFA MEMBER WITHDRAWN | 04/29/1990 |
| INTRODUCING BROKER REGISTERED | 04/26/1988 |
| INTRODUCING BROKER FAILED TO RENEW | 02/29/1988 |
| INTRODUCING BROKER REGISTERED | 03/21/1986 |
| INTRODUCING BROKER FAILED TO RENEW | 02/28/1986 |
| INTRODUCING BROKER REGISTERED | 02/08/1985 |
| NFA MEMBER APPROVED | 02/08/1985 |