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VICTOR LEE RINGOR NFA ID: 0397578 Current Status BACERA ASSET MANAGEMENT LLC  • NFA ASSOCIATE MEMBER APPROVED  • ASSOCIATED PERSON REGISTERED  • PRINCIPAL APPROVED  Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 1 details...   CFTC Reparations Cases Total 0 details... Formerly Known As • VICTOR RINGOR   Security Futures Proficiency Training No proficiency information available Doing Business As No other names Listed Principals No principals currently listed History  Status Effective Date • NFA MEMBER WITHDRAWN 01/06/2010  • COMMODITY TRADING ADVISOR WITHDRAWN 01/06/2010  • NFA MEMBER APPROVED 10/20/2008  • COMMODITY TRADING ADVISOR REGISTERED 10/20/2008  • NFA MEMBER PENDING 06/13/2008  • COMMODITY TRADING ADVISOR PENDING 06/13/2008  BACERA ASSET MANAGEMENT LLC  • NFA ASSOCIATE MEMBER APPROVED 01/20/2011  • ASSOCIATED PERSON REGISTERED 01/20/2011  • PRINCIPAL APPROVED 01/20/2011  • NFA ASSOCIATE MEMBER PENDING 08/05/2010  • ASSOCIATED PERSON PENDING 08/05/2010  • BRANCH MANAGER PENDING 08/05/2010  • BRANCH MANAGER PENDING STATUS WITHDRAWN 08/05/2010  • PRINCIPAL PENDING 08/04/2010  RINGOR, VICTOR LEE  • PRINCIPAL WITHDRAWN 01/06/2010  • PRINCIPAL APPROVED 10/20/2008  • PRINCIPAL PENDING 06/16/2008