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TRADE DOCK CAPITAL LLC NFA ID: 0417738 Current Status • PRINCIPAL PERMANENT BAR  • NFA ASSOCIATE MEMBER PERMANENT BAR  • NFA MEMBER PERMANENT BAR  Regulatory Actions  Agency Number NFA 2 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Business Address 2 WISCONSIN CIRCLE SUITE 700 BETHESDA, MD  20815 UNITED STATES (202) 368-0103 Doing Business As No other names Listed Principals No principals currently listed History  Status Effective Date • PRINCIPAL PERMANENT BAR 04/18/2012  • NFA ASSOCIATE MEMBER PERMANENT BAR 04/18/2012  • NFA MEMBER PERMANENT BAR 04/18/2012    • NFA MEMBER WITHDRAWN 10/27/2011  • COMMODITY TRADING ADVISOR WITHDRAWN 10/27/2011  • COMMODITY POOL OPERATOR WITHDRAWN 10/27/2011  • NFA MEMBER SUSPENDED 03/14/2011  • COMMODITY POOL OPERATOR REGISTERED 02/25/2010  • COMMODITY POOL OPERATOR PENDING 02/15/2010  • COMMODITY TRADING ADVISOR REGISTERED 02/08/2010  • NFA MEMBER APPROVED 02/08/2010  • NFA MEMBER PENDING 01/19/2010  • COMMODITY TRADING ADVISOR PENDING 01/15/2010  TRADE DOCK ADVISORS LLC  • PRINCIPAL WITHDRAWN 06/01/2010  • PRINCIPAL APPROVED 03/03/2010