| INTRODUCING BROKER PENDING STATUS WITHDRAWN | 03/05/2007 |
| NFA MEMBER PENDING STATUS WITHDRAWN | 01/25/2007 |
| INTRODUCING BROKER PENDING | 10/27/2006 |
| NFA MEMBER PENDING | 10/27/2006 |
| NOTICE BROKER DEALER WITHDRAWN | 08/20/2005 |
| NFA MEMBER WITHDRAWN | 08/20/2005 |
| INTRODUCING BROKER WITHDRAWN | 08/20/2005 |
| NOTICE BROKER DEALER REGISTERED | 11/22/2002 |
| INTRODUCING BROKER REGISTERED | 11/22/2002 |
| INTRODUCING BROKER TEMPORARY LICENSE | 09/16/2002 |
| NFA MEMBER APPROVED | 09/16/2002 |
| NOTICE BROKER DEALER PENDING | 09/16/2002 |
| NFA MEMBER PENDING | 08/13/2002 |
| INTRODUCING BROKER PENDING | 08/13/2002 |
| INTRODUCING BROKER PENDING STATUS WITHDRAWN | 04/17/2002 |
| NFA MEMBER PENDING STATUS WITHDRAWN | 04/17/2002 |
| INTRODUCING BROKER PENDING | 11/05/2001 |
| NFA MEMBER PENDING | 11/05/2001 |