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UBS GLOBAL ASSET MANAGEMENT US INC NFA ID: 0002476

Current Status
NO CURRENT STATUS
Exemptions and No Actions
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Regulatory Actions
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NFA Arbitration Decisions
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Formerly Known As
• BRINSON ADVISORS
• MITCHELL HUTCHINS ASSET MANAGEMENT INC
 
Business Address
51 WEST 52ND STREET
NEW YORK, NY  10019
UNITED STATES
(212) 882-5000
Doing Business As
• UBS GLOBAL ASSET MANAGEMENT 
Listed Principals
No principals currently listed
History
 Status Effective Date
• COMMODITY TRADING ADVISOR WITHDRAWN04/28/2007 
• COMMODITY POOL OPERATOR WITHDRAWN04/28/2007 
• NFA MEMBER WITHDRAWN04/28/2007 
• FUTURES COMMISSION MERCHANT WITHDRAWN02/28/2002 
• COMMODITY POOL OPERATOR REGISTERED04/24/1986 
• COMMODITY TRADING ADVISOR REGISTERED04/24/1986 
• COMMODITY POOL OPERATOR FAILED TO RENEW03/31/1986 
• COMMODITY TRADING ADVISOR FAILED TO RENEW03/31/1986 
• COMMODITY POOL OPERATOR REGISTERED08/15/1984 
• NFA MEMBER APPROVED03/29/1984 
• COMMODITY TRADING ADVISOR REGISTERED07/19/1983 
• FUTURES COMMISSION MERCHANT REGISTERED09/02/1981 
 
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