Details

FCSTONE LLC NFA ID: 0300861 Current Status • SWAP FIRM APPROVED  • COMMODITY TRADING ADVISOR REGISTERED  • FUTURES COMMISSION MERCHANT REGISTERED  • NFA MEMBER APPROVED  FCC FUTURES INC  • PRINCIPAL APPROVED  WESTOWN COMMODITIES LLC  • PRINCIPAL APPROVED  FCM Financial Information Click the link below to view financial information for this firm View Financial Information Firm Activity Status Firm has on-exchange futures and/or options customer accounts Yes Firm is soliciting customers Yes Firm manages futures or options customer accounts Yes Firm operates commodity pools No Firm is engaged in retail off-exchange foreign currency futures and/or options No Regulatory Actions  Agency Number NFA 1 CFTC 2 Exchanges 37 details...   NFA Arbitration Decisions  Role Number Claimant 3 Respondent 1 details...   CFTC Reparations Cases Total 1 details... Formerly Known As • FC STONE LLC   Business Address 230 S. LASALLE STREET SUITE 10-500 CHICAGO, IL  60604 UNITED STATES 312-780-6700 Doing Business As • COFFEE NETWORK • COMMODITY NETWORK LLC • COMMODITYNETWORK LLC • EDAIRY • FCSTONE LATIN AMERICA LLC • FUTURES DIRECT • RMI DIVISION OF FCSTONE LLC   Listed Principals  Listed Principal Name Title 10% or More Financial Interest VINCENT ANGELICO HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO DANIEL MARTIN CONRATH HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO FREDERICK RUSSELL DEMLER HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO WILLIAM JOHN DUNAWAY CHIEF FINANCIAL OFFICER NO FCSTONE GROUP INC YES RHONDA RENE FRIEDMAN DIRECTOR NO DOUGLAS WAYNE JACKSON VICE PRESIDENT NO SANDRA ELAINE MCCARTHY CHIEF COMPLIANCE OFFICER NO PETER JOSEPH JR NESSLER CHIEF EXECUTIVE OFFICER NO XUONG NGUYEN CHIEF OPERATING OFFICER NO SEAN MICHAEL OCONNOR DIRECTOR NO KYLE REYNOLDS HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO OSCAR LEOPOLDO SCHAPS HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO DAVID CHARLES SMOLDT HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO JOHN BRADLEY SNELL HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO History  Status Effective Date • SWAP FIRM APPROVED 11/21/2012  • SWAP FIRM PENDING 10/10/2012  • COMMODITY TRADING ADVISOR REGISTERED 08/08/2012  • COMMODITY TRADING ADVISOR PENDING 08/08/2012  • FOREX FIRM WITHDRAWN 10/31/2011  • FOREX DEALER MEMBER WITHDRAWN 10/31/2011  • FOREX DEALER MEMBER APPROVED 10/06/2010  • FOREX FIRM APPROVED 10/06/2010  • FOREX DEALER MEMBER PENDING 10/04/2010  • FOREX FIRM PENDING 10/04/2010  • COMMODITY TRADING ADVISOR WITHDRAWN 10/28/2001  • COMMODITY TRADING ADVISOR REGISTERED 10/24/2000  • FUTURES COMMISSION MERCHANT REGISTERED 03/06/2000  • NFA MEMBER APPROVED 03/06/2000  • FUTURES COMMISSION MERCHANT PENDING 03/03/2000  • NFA MEMBER PENDING 03/03/2000  FCC FUTURES INC  • PRINCIPAL APPROVED 10/16/2008  WESTOWN COMMODITIES LLC  • PRINCIPAL APPROVED 10/24/2001  • PRINCIPAL PENDING 10/04/2001