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JOHN CLARK KUHN NFA ID: 0348339 Current Status TRADITION SECURITIES AND FUTURES INC  • SWAP ASSOCIATED PERSON APPROVED  • PRINCIPAL APPROVED  • ASSOCIATED PERSON REGISTERED  • NFA ASSOCIATE MEMBER APPROVED  Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date CREDIT SUISSE SECURITIES USA LLC  • ASSOCIATED PERSON WITHDRAWN 02/16/2006  • NFA ASSOCIATE MEMBER WITHDRAWN 02/16/2006  • ASSOCIATED PERSON REGISTERED 10/04/2004  • NFA ASSOCIATE MEMBER APPROVED 09/21/2004  • ASSOCIATED PERSON TEMPORARY LICENSE 09/21/2004  HSBC SECURITIES USA INC  • ASSOCIATED PERSON WITHDRAWN 09/03/2010  • NFA ASSOCIATE MEMBER WITHDRAWN 09/03/2010  • ASSOCIATED PERSON REGISTERED 05/24/2007  • NFA ASSOCIATE MEMBER APPROVED 04/25/2007  • ASSOCIATED PERSON TEMPORARY LICENSE 04/25/2007  TRADITION SECURITIES AND FUTURES INC  • SWAP ASSOCIATED PERSON APPROVED 11/21/2012  • SWAP ASSOCIATED PERSON PENDING 09/27/2012  • PRINCIPAL APPROVED 09/27/2012  • ASSOCIATED PERSON REGISTERED 07/16/2012  • ASSOCIATED PERSON TEMPORARY LICENSE 07/02/2012  • NFA ASSOCIATE MEMBER APPROVED 07/02/2012