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Details

JOHN CLARK KUHN NFA ID: 0348339

Current Status
NO CURRENT STATUS
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
BRIGHTWORK FINANCIAL SERVICES LLC 
• ASSOCIATED PERSON WITHDRAWN 02/28/2017 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/28/2017 
• SWAP ASSOCIATED PERSON WITHDRAWN 02/28/2017 
• SWAP ASSOCIATED PERSON APPROVED 11/25/2015 
• NFA ASSOCIATE MEMBER APPROVED 11/25/2015 
• ASSOCIATED PERSON REGISTERED 11/25/2015 
• SWAP ASSOCIATED PERSON PENDING 11/09/2015 
• NFA ASSOCIATE MEMBER PENDING 11/09/2015 
• ASSOCIATED PERSON PENDING 11/09/2015 
CREDIT SUISSE SECURITIES USA LLC 
• ASSOCIATED PERSON WITHDRAWN 02/16/2006 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/16/2006 
• ASSOCIATED PERSON REGISTERED 10/04/2004 
• NFA ASSOCIATE MEMBER APPROVED 09/21/2004 
• ASSOCIATED PERSON TEMPORARY LICENSE 09/21/2004 
HSBC SECURITIES USA INC 
• ASSOCIATED PERSON WITHDRAWN 09/03/2010 
• NFA ASSOCIATE MEMBER WITHDRAWN 09/03/2010 
• ASSOCIATED PERSON REGISTERED 05/24/2007 
• NFA ASSOCIATE MEMBER APPROVED 04/25/2007 
• ASSOCIATED PERSON TEMPORARY LICENSE 04/25/2007 
TFS DERIVATIVES LLC 
• ASSOCIATED PERSON WITHDRAWN 06/16/2014 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/16/2014 
• PRINCIPAL WITHDRAWN 06/16/2014 
• SWAP ASSOCIATED PERSON WITHDRAWN 06/16/2014 
• BRANCH MANAGER WITHDRAWN 12/16/2013 
• PRINCIPAL APPROVED 10/22/2013 
• BRANCH MANAGER APPROVED 10/02/2013 
• ASSOCIATED PERSON REGISTERED 10/01/2013 
• NFA ASSOCIATE MEMBER APPROVED 10/01/2013 
• SWAP ASSOCIATED PERSON APPROVED 10/01/2013 
TRADITION SECURITIES AND FUTURES INC 
• PRINCIPAL WITHDRAWN 11/20/2013 
• SWAP ASSOCIATED PERSON WITHDRAWN 11/20/2013 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/20/2013 
• ASSOCIATED PERSON WITHDRAWN 11/20/2013 
• SWAP ASSOCIATED PERSON APPROVED 11/21/2012 
• PRINCIPAL APPROVED 09/27/2012 
• SWAP ASSOCIATED PERSON PENDING 09/27/2012 
• ASSOCIATED PERSON REGISTERED 07/16/2012 
• NFA ASSOCIATE MEMBER APPROVED 07/02/2012 
• ASSOCIATED PERSON TEMPORARY LICENSE 07/02/2012 
 
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