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ANDRE JULIAN NFA ID: 0274176

Current Status
NO CURRENT STATUS
Regulatory Actions
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NFA1
CFTC0
Exchanges0
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NFA Arbitration Decisions
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CFTC Reparations Cases
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Security Futures Proficiency Training
 Description Date
SECURITY FUTURES TRAINING COMPLETED11/27/2002
SECURITY FUTURES PRINCIPAL TRAINING COMPLETED11/27/2002
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• COMMODITY TRADING ADVISOR WITHDRAWN05/30/2012 
• COMMODITY TRADING ADVISOR REGISTERED11/18/2008 
• COMMODITY TRADING ADVISOR PENDING10/07/2008 
AVALON ASSET MANAGEMENT LLC 
• ASSOCIATED PERSON WITHDRAWN 02/03/2012 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/03/2012 
• PRINCIPAL WITHDRAWN 02/03/2012 
• NFA ASSOCIATE MEMBER APPROVED 04/12/2006 
• ASSOCIATED PERSON REGISTERED 04/12/2006 
• PRINCIPAL APPROVED 04/10/2006 
• NFA ASSOCIATE MEMBER PENDING 04/10/2006 
• ASSOCIATED PERSON PENDING 04/10/2006 
AVALON CAPITAL ADVISORS LLC 
• ASSOCIATED PERSON WITHDRAWN 02/03/2012 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/03/2012 
• PRINCIPAL WITHDRAWN 02/03/2012 
• NFA ASSOCIATE MEMBER APPROVED 04/12/2006 
• ASSOCIATED PERSON REGISTERED 04/12/2006 
• PRINCIPAL APPROVED 04/06/2006 
• NFA ASSOCIATE MEMBER PENDING 04/06/2006 
• ASSOCIATED PERSON PENDING 04/06/2006 
INVESTCORE PARTNERS 
• PRINCIPAL WITHDRAWN 06/22/2012 
• ASSOCIATED PERSON WITHDRAWN 05/01/2012 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/01/2012 
• PRINCIPAL APPROVED 07/08/2003 
• PRINCIPAL PENDING 07/07/2003 
• PRINCIPAL PENDING STATUS WITHDRAWN 04/28/2003 
• NFA ASSOCIATE MEMBER APPROVED 04/17/2003 
• ASSOCIATED PERSON REGISTERED 04/17/2003 
• PRINCIPAL PENDING 01/27/2003 
• NFA ASSOCIATE MEMBER PENDING 01/27/2003 
• ASSOCIATED PERSON PENDING 01/27/2003 
JULIAN, ANDRE 
• PRINCIPAL WITHDRAWN 05/30/2012 
• PRINCIPAL APPROVED 10/08/2008 
• PRINCIPAL PENDING 10/07/2008 
MAIN STREET TRADING COMPANY 
• PRINCIPAL WITHDRAWN 03/02/2001 
• ASSOCIATED PERSON WITHDRAWN 01/02/2001 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/02/2001 
• PRINCIPAL APPROVED 04/25/2000 
• PRINCIPAL WITHDRAWN 12/01/1998 
• PRINCIPAL APPROVED 11/19/1997 
• PRINCIPAL PENDING 10/13/1997 
• ASSOCIATED PERSON REGISTERED 11/29/1996 
• NFA ASSOCIATE MEMBER APPROVED 09/17/1996 
• ASSOCIATED PERSON TEMPORARY LICENSE 09/17/1996 
OPPORTUNITIES IN OPTIONS 
• ASSOCIATED PERSON WITHDRAWN 07/01/2004 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/01/2004 
• ASSOCIATED PERSON REGISTERED 09/27/2001 
• NFA ASSOCIATE MEMBER APPROVED 08/24/2001 
• ASSOCIATED PERSON TEMPORARY LICENSE 08/24/2001 
REFCO LLC 
• ASSOCIATED PERSON WITHDRAWN 08/17/2001 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/17/2001 
• ASSOCIATED PERSON REGISTERED 01/02/2001 
• NFA ASSOCIATE MEMBER APPROVED 01/02/2001 
 
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