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ANDRE JULIAN NFA ID: 0274176 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 11/27/2002 SECURITY FUTURES PRINCIPAL TRAINING COMPLETED 11/27/2002 Doing Business As No other names Listed Principals No principals currently listed History  Status Effective Date • COMMODITY TRADING ADVISOR WITHDRAWN 05/30/2012  • COMMODITY TRADING ADVISOR REGISTERED 11/18/2008  • COMMODITY TRADING ADVISOR PENDING 10/07/2008  AVALON ASSET MANAGEMENT LLC  • ASSOCIATED PERSON WITHDRAWN 02/03/2012  • NFA ASSOCIATE MEMBER WITHDRAWN 02/03/2012  • PRINCIPAL WITHDRAWN 02/03/2012  • NFA ASSOCIATE MEMBER APPROVED 04/12/2006  • ASSOCIATED PERSON REGISTERED 04/12/2006  • PRINCIPAL APPROVED 04/10/2006  • NFA ASSOCIATE MEMBER PENDING 04/10/2006  • ASSOCIATED PERSON PENDING 04/10/2006  AVALON CAPITAL ADVISORS LLC  • ASSOCIATED PERSON WITHDRAWN 02/03/2012  • NFA ASSOCIATE MEMBER WITHDRAWN 02/03/2012  • PRINCIPAL WITHDRAWN 02/03/2012  • NFA ASSOCIATE MEMBER APPROVED 04/12/2006  • ASSOCIATED PERSON REGISTERED 04/12/2006  • PRINCIPAL APPROVED 04/06/2006  • NFA ASSOCIATE MEMBER PENDING 04/06/2006  • ASSOCIATED PERSON PENDING 04/06/2006  INVESTCORE PARTNERS  • PRINCIPAL WITHDRAWN 06/22/2012  • ASSOCIATED PERSON WITHDRAWN 05/01/2012  • NFA ASSOCIATE MEMBER WITHDRAWN 05/01/2012  • PRINCIPAL APPROVED 07/08/2003  • PRINCIPAL PENDING 07/07/2003  • PRINCIPAL PENDING STATUS WITHDRAWN 04/28/2003  • NFA ASSOCIATE MEMBER APPROVED 04/17/2003  • ASSOCIATED PERSON REGISTERED 04/17/2003  • PRINCIPAL PENDING 01/27/2003  • NFA ASSOCIATE MEMBER PENDING 01/27/2003  • ASSOCIATED PERSON PENDING 01/27/2003  JULIAN, ANDRE  • PRINCIPAL WITHDRAWN 05/30/2012  • PRINCIPAL APPROVED 10/08/2008  • PRINCIPAL PENDING 10/07/2008  MAIN STREET TRADING COMPANY  • PRINCIPAL WITHDRAWN 03/02/2001  • ASSOCIATED PERSON WITHDRAWN 01/02/2001  • NFA ASSOCIATE MEMBER WITHDRAWN 01/02/2001  • PRINCIPAL APPROVED 04/25/2000  • PRINCIPAL WITHDRAWN 12/01/1998  • PRINCIPAL APPROVED 11/19/1997  • PRINCIPAL PENDING 10/13/1997  • ASSOCIATED PERSON REGISTERED 11/29/1996  • NFA ASSOCIATE MEMBER APPROVED 09/17/1996  • ASSOCIATED PERSON TEMPORARY LICENSE 09/17/1996  OPPORTUNITIES IN OPTIONS  • ASSOCIATED PERSON WITHDRAWN 07/01/2004  • NFA ASSOCIATE MEMBER WITHDRAWN 07/01/2004  • ASSOCIATED PERSON REGISTERED 09/27/2001  • NFA ASSOCIATE MEMBER APPROVED 08/24/2001  • ASSOCIATED PERSON TEMPORARY LICENSE 08/24/2001  REFCO LLC  • ASSOCIATED PERSON WITHDRAWN 08/17/2001  • NFA ASSOCIATE MEMBER WITHDRAWN 08/17/2001  • ASSOCIATED PERSON REGISTERED 01/02/2001  • NFA ASSOCIATE MEMBER APPROVED 01/02/2001