Skip Navigation Links

Details

EMPIRE FUTURES GROUP LLC NFA ID: 0307606

Current Status
• INTRODUCING BROKER REGISTERED 
• NFA MEMBER APPROVED 
Firm Activity Status
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsNo
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
Regulatory Actions
 AgencyNumber
NFA0
CFTC0
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
details...
Formerly Known As
• EMPIRE FINANCIAL GROUP LLC
• WESTWOOD FINANCIAL GROUP LLC
 
Business Address
1021 N SEPULVEDA BLVD
# J
MANHATTAN BEACH, CA  90266
UNITED STATES
(1800) 693-3780
Doing Business As
No other names
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
AMY MARIE JAEHNINGOWNER ONLY YES
RICHARD MARK JAEHNINGMANAGING MEMBER-LLC OR LLP YES
History
 Status Effective Date
• NOTICE BROKER DEALER WITHDRAWN06/13/2006 
• NOTICE BROKER DEALER REGISTERED11/08/2002 
• INTRODUCING BROKER REGISTERED04/06/2001 
• NFA MEMBER APPROVED04/06/2001 
• INTRODUCING BROKER PENDING02/05/2001 
• NFA MEMBER PENDING02/05/2001 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.