Details

EMPIRE FUTURES GROUP LLC NFA ID: 0307606 Current Status • INTRODUCING BROKER REGISTERED  • NFA MEMBER APPROVED  Firm Activity Status Firm has on-exchange futures and/or options customer accounts Yes Firm is soliciting customers Yes Firm manages futures or options customer accounts No Firm operates commodity pools No Firm is engaged in retail off-exchange foreign currency futures and/or options No Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As • EMPIRE FINANCIAL GROUP LLC • WESTWOOD FINANCIAL GROUP LLC   Business Address 3701 HIGHLAND AVENUE #202 MANHATTAN BEACH, CA  90266 UNITED STATES (1800) 693-3780 Doing Business As • EFG TRADING • EMPIRE FG Listed Principals  Listed Principal Name Title 10% or More Financial Interest JASON E DINOZZI MANAGING MEMBER YES BLAKE GORDON PIERCY MANAGING MEMBER YES History  Status Effective Date • NOTICE BROKER DEALER WITHDRAWN 06/13/2006  • NOTICE BROKER DEALER REGISTERED 11/08/2002  • INTRODUCING BROKER REGISTERED 04/06/2001  • NFA MEMBER APPROVED 04/06/2001  • INTRODUCING BROKER PENDING 02/05/2001  • NFA MEMBER PENDING 02/05/2001