| NFA MEMBER WITHDRAWN | 10/05/2002 |
| NFA MEMBER WITHDRAWN | 10/05/2002 |
| FUTURES COMMISSION MERCHANT WITHDRAWN | 10/05/2002 |
| FUTURES COMMISSION MERCHANT SUSPENDED | 03/04/2002 |
| NFA MEMBER SUSPENDED | 10/31/2001 |
| FUTURES COMMISSION MERCHANT REGISTERED | 10/18/1994 |
| INTRODUCING BROKER WITHDRAWN | 10/18/1994 |
| FUTURES COMMISSION MERCHANT PENDING | 08/16/1994 |
| COMMODITY POOL OPERATOR WITHDRAWN | 09/02/1992 |
| COMMODITY POOL OPERATOR REGISTERED | 10/02/1990 |
| COMMODITY POOL OPERATOR PENDING | 09/26/1990 |
| INTRODUCING BROKER REGISTERED | 08/05/1987 |
| NFA MEMBER APPROVED | 07/21/1987 |
| INTRODUCING BROKER TEMPORARY LICENSE | 07/21/1987 |
| INTRODUCING BROKER PENDING | 06/19/1987 |
| NFA MEMBER PENDING | 06/19/1987 |