| NOTICE BROKER DEALER WITHDRAWN | 07/09/2004 |
| NFA MEMBER WITHDRAWN | 07/09/2004 |
| INTRODUCING BROKER WITHDRAWN | 07/09/2004 |
| NOTICE BROKER DEALER REGISTERED | 10/23/2002 |
| COMMODITY POOL OPERATOR WITHDRAWN | 11/01/2000 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 11/01/2000 |
| INTRODUCING BROKER REGISTERED | 08/23/1999 |
| INTRODUCING BROKER PENDING | 08/04/1999 |
| NFA MEMBER APPROVED | 08/31/1998 |
| COMMODITY POOL OPERATOR REGISTERED | 08/31/1998 |
| COMMODITY TRADING ADVISOR REGISTERED | 08/31/1998 |
| COMMODITY POOL OPERATOR PENDING | 06/29/1998 |
| COMMODITY TRADING ADVISOR PENDING | 06/29/1998 |
| NFA MEMBER PENDING | 06/29/1998 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 05/07/1997 |
| NFA MEMBER WITHDRAWN | 05/07/1997 |
| COMMODITY TRADING ADVISOR REGISTERED | 04/11/1995 |
| NFA MEMBER APPROVED | 04/11/1995 |
| COMMODITY TRADING ADVISOR PENDING | 03/23/1995 |
| NFA MEMBER PENDING | 03/23/1995 |