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Details

PACIFIC FUTURES AND CAPITAL LLC NFA ID: 0395770

Current Status
• INTRODUCING BROKER REGISTERED 
• NFA MEMBER APPROVED 
• COMMODITY POOL OPERATOR REGISTERED 
Firm Activity Status
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsNo
Firm operates commodity poolsYes
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
Regulatory Actions
 AgencyNumber
NFA0
CFTC0
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
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Formerly Known As
No other names
 
Business Address
12650 NW CREEKVIEW DR.
PORTLAND, OR  97229
UNITED STATES
(503) 336 3380
Doing Business As
No other names
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
JAMES DICKINSONCHIEF EXECUTIVE OFFICERYES
CHUN LIUCHIEF OPERATING OFFICERYES
EDWARD JOSEPH JR NOVAKOWNER ONLYYES
BRYAN DOUGLAS THURSTONMANAGING MEMBER-LLC OR LLP YES
ANDRE GORDON TURENNE JROWNER ONLY YES
History
 Status Effective Date
• COMMODITY TRADING ADVISOR WITHDRAWN08/20/2010 
• COMMODITY TRADING ADVISOR REGISTERED08/14/2009 
• COMMODITY TRADING ADVISOR PENDING08/14/2009 
• INTRODUCING BROKER REGISTERED09/24/2008 
• NFA MEMBER APPROVED08/20/2008 
• COMMODITY POOL OPERATOR REGISTERED08/20/2008 
• COMMODITY POOL OPERATOR PENDING08/14/2008 
• INTRODUCING BROKER PENDING05/06/2008 
• NFA MEMBER PENDING05/06/2008 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.