| NFA MEMBER WITHDRAWN | 02/25/2010 |
| INTRODUCING BROKER WITHDRAWN | 02/25/2010 |
| NOTICE BROKER DEALER WITHDRAWN | 11/04/2005 |
| INTRODUCING BROKER REGISTERED | 07/09/2003 |
| FUTURES COMMISSION MERCHANT WITHDRAWN | 07/09/2003 |
| INTRODUCING BROKER PENDING | 05/19/2003 |
| NOTICE BROKER DEALER REGISTERED | 10/02/2002 |
| NFA MEMBER APPROVED | 08/01/2001 |
| FUTURES COMMISSION MERCHANT REGISTERED | 08/01/2001 |
| NFA MEMBER PENDING | 07/12/2001 |
| FUTURES COMMISSION MERCHANT PENDING | 07/11/2001 |