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JEFFREY ALEXANDER BAUCH NFA ID: 0304697 Current Status INTERACTIVE BROKERS CORP  • ASSOCIATED PERSON REGISTERED  • BRANCH MANAGER APPROVED  • NFA ASSOCIATE MEMBER APPROVED  INTERACTIVE BROKERS LLC  • FOREX ASSOCIATED PERSON APPROVED  • PRINCIPAL APPROVED  • BRANCH MANAGER APPROVED  • ASSOCIATED PERSON REGISTERED  • NFA ASSOCIATE MEMBER APPROVED  Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 10/28/2002 SECURITY FUTURES PRINCIPAL TRAINING COMPLETED 10/28/2002 Doing Business As No other names History  Status Effective Date INTERACTIVE BROKERS CORP  • ASSOCIATED PERSON REGISTERED 10/09/2009  • BRANCH MANAGER APPROVED 10/09/2009  • NFA ASSOCIATE MEMBER APPROVED 10/09/2009  INTERACTIVE BROKERS LLC  • FOREX ASSOCIATED PERSON APPROVED 04/19/2012  • FOREX ASSOCIATED PERSON PENDING 11/16/2011  • PRINCIPAL APPROVED 11/16/2011  • BRANCH MANAGER APPROVED 05/01/2003  • BRANCH MANAGER PENDING 02/19/2003  • ASSOCIATED PERSON REGISTERED 10/25/2000  • NFA ASSOCIATE MEMBER APPROVED 10/25/2000  • ASSOCIATED PERSON PENDING 09/18/2000  • NFA ASSOCIATE MEMBER PENDING 09/18/2000