Skip Navigation Links

Details

RICHARD ANTHONY LANI NFA ID: 0101840

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA1
CFTC1
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
details...
 
Security Futures Proficiency Training
 Description Date
SECURITY FUTURES TRAINING COMPLETED12/20/2012
SECURITY FUTURES PRINCIPAL TRAINING COMPLETED12/20/2012
History
 Status Effective Date
ALPARI US LLC 
• ASSOCIATED PERSON WITHDRAWN 01/04/2013 
• FOREX ASSOCIATED PERSON WITHDRAWN 01/04/2013 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/04/2013 
• PRINCIPAL WITHDRAWN 01/04/2013 
• ASSOCIATED PERSON REGISTERED 11/14/2011 
• FOREX ASSOCIATED PERSON APPROVED 11/14/2011 
• NFA ASSOCIATE MEMBER APPROVED 11/14/2011 
• PRINCIPAL APPROVED 07/28/2011 
• PRINCIPAL PENDING 07/21/2011 
LAMBORN ASSET MANAGEMENT INC 
• ASSOCIATED PERSON WITHDRAWN 12/30/1996 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/30/1996 
• PRINCIPAL WITHDRAWN 12/30/1996 
• PRINCIPAL APPROVED 06/21/1993 
• ASSOCIATED PERSON REGISTERED 05/19/1993 
• NFA ASSOCIATE MEMBER APPROVED 05/08/1993 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/08/1993 
• ASSOCIATED PERSON PENDING 04/21/1993 
• NFA ASSOCIATE MEMBER PENDING 04/21/1993 
LAMBORN SECURITIES INCORPORATED 
• ASSOCIATED PERSON WITHDRAWN 12/31/1999 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/31/1999 
• PRINCIPAL WITHDRAWN 12/31/1999 
• BRANCH MANAGER WITHDRAWN 04/20/1998 
• BRANCH MANAGER APPROVED 03/12/1998 
• PRINCIPAL APPROVED 05/30/1995 
• ASSOCIATED PERSON REGISTERED 09/22/1994 
• NFA ASSOCIATE MEMBER APPROVED 09/22/1994 
PRUDENTIAL EQUITY GROUP LLC 
• ASSOCIATED PERSON WITHDRAWN 07/01/1991 
• BRANCH MANAGER WITHDRAWN 07/01/1991 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/01/1991 
• PRINCIPAL WITHDRAWN 03/01/1991 
• ASSOCIATED PERSON REGISTERED 07/02/1990 
• BRANCH MANAGER APPROVED 07/02/1990 
• NFA ASSOCIATE MEMBER APPROVED 01/31/1990 
• ASSOCIATED PERSON TEMPORARY LICENSE 01/31/1990 
• PRINCIPAL APPROVED 12/01/1989 
• ASSOCIATED PERSON PENDING 12/01/1989 
• BRANCH MANAGER PENDING 12/01/1989 
• NFA ASSOCIATE MEMBER PENDING 12/01/1989 
QUASAR GROUP LLC 
• ASSOCIATED PERSON WITHDRAWN 07/17/2002 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/17/2002 
• ASSOCIATED PERSON REGISTERED 12/16/1999 
• NFA ASSOCIATE MEMBER APPROVED 12/16/1999 
THOMSON MCKINNON SECURITIES INC 
• PRINCIPAL WITHDRAWN 01/12/1990 
• ASSOCIATED PERSON WITHDRAWN 10/13/1989 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/13/1989 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 09/26/1989 
• ASSOCIATED PERSON REGISTERED 05/30/1989 
• PRINCIPAL APPROVED 05/30/1989 
• NFA ASSOCIATE MEMBER APPROVED 04/27/1989 
• ASSOCIATED PERSON TEMPORARY LICENSE 04/27/1989 
• PRINCIPAL PENDING 04/27/1989 
• BRANCH MANAGER PENDING 04/04/1989 
WHITEHALL FUTURES CORP 
• PRINCIPAL WITHDRAWN 03/20/1990 
• PRINCIPAL APPROVED 05/30/1989 
• PRINCIPAL PENDING 03/23/1989 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.