Details

JOHN RICHARD SHREWSBERRY NFA ID: 0244338 Current Status WELLS FARGO BANK NA  • PRINCIPAL APPROVED  WELLS FARGO PRIME SERVICES LLC  • PRINCIPAL APPROVED  WELLS FARGO SECURITIES LLC  • PRINCIPAL APPROVED  Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date CREDIT SUISSE SECURITIES USA LLC  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 12/24/1992  • NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 12/24/1992  • ASSOCIATED PERSON PENDING 10/09/1992  • NFA ASSOCIATE MEMBER PENDING 10/09/1992  WELLS FARGO BANK NA  • PRINCIPAL APPROVED 12/20/2012  WELLS FARGO PRIME SERVICES LLC  • PRINCIPAL APPROVED 08/20/2012  WELLS FARGO SECURITIES LLC  • PRINCIPAL APPROVED 03/31/2011  • PRINCIPAL PENDING 01/04/2011