Skip Navigation Links

Details

JOHN RICHARD SHREWSBERRY NFA ID: 0244338

Current Status
WELLS FARGO BANK NA 
• PRINCIPAL APPROVED 
WELLS FARGO SECURITIES LLC 
• PRINCIPAL APPROVED 
Regulatory Actions
 AgencyNumber
NFA0
CFTC0
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
details...
 
History
 Status Effective Date
CREDIT SUISSE SECURITIES USA LLC 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 12/24/1992 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 12/24/1992 
• ASSOCIATED PERSON PENDING 10/09/1992 
• NFA ASSOCIATE MEMBER PENDING 10/09/1992 
WELLS FARGO BANK NA 
• PRINCIPAL APPROVED 09/27/2016 
• PRINCIPAL WITHDRAWN 05/11/2016 
• PRINCIPAL APPROVED 12/20/2012 
WELLS FARGO PRIME SERVICES LLC 
• PRINCIPAL WITHDRAWN 07/29/2015 
• PRINCIPAL APPROVED 08/20/2012 
WELLS FARGO SECURITIES LLC 
• PRINCIPAL APPROVED 08/16/2016 
• PRINCIPAL PENDING 06/14/2016 
• PRINCIPAL WITHDRAWN 05/16/2014 
• PRINCIPAL APPROVED 03/31/2011 
• PRINCIPAL PENDING 01/04/2011 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.