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Details

MARK EDWARD CERMAK NFA ID: 0184431

Current Status
NO CURRENT STATUS
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
• FLOOR BROKER WITHDRAWN11/02/2013 
• FLOOR BROKER REGISTERED05/26/1988 
• FLOOR BROKER PENDING05/04/1988 
• FLOOR BROKER WITHDRAWN03/31/1983 
• FLOOR BROKER REGISTERED01/01/1982 
ABN AMRO CLEARING CHICAGO LLC 
• ASSOCIATED PERSON WITHDRAWN 11/01/2013 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/01/2013 
• PRINCIPAL WITHDRAWN 11/01/2013 
• PRINCIPAL APPROVED 03/25/1996 
• ASSOCIATED PERSON REGISTERED 03/31/1995 
• NFA ASSOCIATE MEMBER APPROVED 01/11/1995 
• ASSOCIATED PERSON TEMPORARY LICENSE 01/11/1995 
• ASSOCIATED PERSON WITHDRAWN 01/01/1993 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/01/1993 
• ASSOCIATED PERSON REGISTERED 03/31/1989 
• NFA ASSOCIATE MEMBER APPROVED 01/30/1989 
• ASSOCIATED PERSON TEMPORARY LICENSE 01/30/1989 
CHICAGO CORPORATION THE 
• ASSOCIATED PERSON WITHDRAWN 02/28/1993 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/28/1993 
• ASSOCIATED PERSON REGISTERED 02/25/1993 
• NFA ASSOCIATE MEMBER APPROVED 01/08/1993 
• ASSOCIATED PERSON TEMPORARY LICENSE 01/08/1993 
LEHMAN BROTHERS INC 
• ASSOCIATED PERSON WITHDRAWN 03/18/1988 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/18/1988 
• ASSOCIATED PERSON REGISTERED 03/20/1986 
• NFA ASSOCIATE MEMBER APPROVED 03/20/1986 
PARROTT CORPORATION 
• ASSOCIATED PERSON WITHDRAWN 03/15/1986 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/15/1986 
• ASSOCIATED PERSON REGISTERED 11/04/1985 
• NFA ASSOCIATE MEMBER APPROVED 11/01/1985 
• ASSOCIATED PERSON TEMPORARY LICENSE 11/01/1985 
• ASSOCIATED PERSON PENDING 08/26/1985 
• NFA ASSOCIATE MEMBER PENDING 08/26/1985 
PRUDENTIAL EQUITY GROUP LLC 
• ASSOCIATED PERSON WITHDRAWN 11/30/1994 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/30/1994 
• ASSOCIATED PERSON REGISTERED 04/22/1993 
• NFA ASSOCIATE MEMBER APPROVED 03/24/1993 
• ASSOCIATED PERSON TEMPORARY LICENSE 03/24/1993 
UBS FINANCIAL SERVICES INC 
• ASSOCIATED PERSON WITHDRAWN 11/17/1988 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/17/1988 
• ASSOCIATED PERSON REGISTERED 03/24/1988 
• NFA ASSOCIATE MEMBER APPROVED 03/24/1988 
 
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