| AMERICAN ATLANTIC FINANCIAL CORP |
| ASSOCIATED PERSON WITHDRAWN | 10/30/2006 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 10/30/2006 |
| PRINCIPAL WITHDRAWN | 08/16/2005 |
| PRINCIPAL APPROVED | 09/16/2004 |
| ASSOCIATED PERSON REGISTERED | 04/21/2004 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 04/19/2004 |
| NFA ASSOCIATE MEMBER APPROVED | 04/19/2004 |
| UNITED COMMODITY TRADERS INC |
| ASSOCIATED PERSON WITHDRAWN | 09/04/2007 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 09/04/2007 |
| PRINCIPAL PENDING STATUS WITHDRAWN | 06/26/2007 |
| PRINCIPAL PENDING | 06/05/2007 |
| PRINCIPAL WITHDRAWN | 05/25/2007 |
| PRINCIPAL APPROVED | 03/29/2007 |
| ASSOCIATED PERSON REGISTERED | 11/16/2006 |
| NFA ASSOCIATE MEMBER APPROVED | 10/30/2006 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 10/30/2006 |