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Details

HOWARD KEITH MALMAN NFA ID: 0193293

Current Status
• FLOOR BROKER REGISTERED 
• FLOOR TRADER REGISTERED 
OLYMPUS FUTURES INC 
• ASSOCIATED PERSON REGISTERED 
• NFA ASSOCIATE MEMBER APPROVED 
• PRINCIPAL APPROVED 
Trading Privileges
• GRANTED AT CHICAGO MERCANTILE EXCHANGE
Regulatory Actions
 AgencyNumber
NFA1
CFTC0
Exchanges3
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
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CFTC Reparations Cases
Total0
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History
 Status Effective Date
• FLOOR BROKER REGISTERED11/07/2002 
• FLOOR TRADER NO ACTION ENDED12/14/1993 
• FLOOR TRADER REGISTERED12/14/1993 
• FLOOR TRADER NO ACTION06/09/1993 
• FLOOR TRADER PENDING06/09/1993 
• FLOOR BROKER WITHDRAWN07/10/1985 
• FLOOR BROKER PENDING01/25/1985 
CARLIN FUTURES LLC 
• PRINCIPAL WITHDRAWN 11/21/2006 
• PRINCIPAL APPROVED 06/20/2001 
• PRINCIPAL PENDING 04/03/2001 
CARLIN SPECIALISTS LLC 
• PRINCIPAL WITHDRAWN 07/30/2004 
• PRINCIPAL APPROVED 11/01/2002 
• PRINCIPAL WITHDRAWN 10/22/2002 
• PRINCIPAL APPROVED 08/14/2002 
• PRINCIPAL PENDING 07/26/2002 
OLYMPUS FUTURES INC 
• ASSOCIATED PERSON REGISTERED 09/01/2006 
• NFA ASSOCIATE MEMBER APPROVED 09/01/2006 
• PRINCIPAL APPROVED 06/14/2006 
PEAK TRADING GROUP LLC 
• PRINCIPAL WITHDRAWN 12/17/2009 
• PRINCIPAL APPROVED 09/20/2007 
ROSENTHAL COLLINS GROUP LLC 
• ASSOCIATED PERSON WITHDRAWN 10/31/2009 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/31/2009 
• ASSOCIATED PERSON REGISTERED 02/28/2007 
• NFA ASSOCIATE MEMBER APPROVED 02/28/2007 
 
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