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Details

DALE BOX NFA ID: 0353807

Current Status
BOX FUTURES LLC 
• SWAP ASSOCIATED PERSON PENDING 
• ASSOCIATED PERSON PENDING 
• NFA ASSOCIATE MEMBER PENDING 
• PRINCIPAL APPROVED 
VELOCITY FUTURES LLC 
• NFA ASSOCIATE MEMBER APPROVED 
• ASSOCIATED PERSON REGISTERED 
• PRINCIPAL APPROVED 
Regulatory Actions
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NFA1
CFTC0
Exchanges0
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
BOX FUTURES LLC 
• SWAP ASSOCIATED PERSON PENDING 05/17/2016 
• ASSOCIATED PERSON PENDING 01/14/2016 
• NFA ASSOCIATE MEMBER PENDING 01/14/2016 
• PRINCIPAL APPROVED 01/14/2016 
INSTITUTIONAL LIQUIDITY LLC 
• ASSOCIATED PERSON WITHDRAWN 04/23/2014 
• BRANCH MANAGER WITHDRAWN 04/23/2014 
• NFA ASSOCIATE MEMBER WITHDRAWN 04/23/2014 
• PRINCIPAL WITHDRAWN 04/23/2014 
• PRINCIPAL APPROVED 07/12/2013 
• BRANCH MANAGER APPROVED 07/10/2013 
• BRANCH MANAGER PENDING 07/10/2013 
• ASSOCIATED PERSON REGISTERED 07/03/2013 
• NFA ASSOCIATE MEMBER APPROVED 07/03/2013 
VELOCITY FUTURES LLC 
• NFA ASSOCIATE MEMBER APPROVED 05/30/2014 
• ASSOCIATED PERSON REGISTERED 05/30/2014 
• NFA ASSOCIATE MEMBER PENDING 05/27/2014 
• ASSOCIATED PERSON PENDING 05/27/2014 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/27/2014 
• ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 05/27/2014 
• PRINCIPAL APPROVED 05/08/2014 
• NFA ASSOCIATE MEMBER APPROVED 05/07/2014 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/07/2014 
• PRINCIPAL PENDING 05/07/2014 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/31/2013 
• PRINCIPAL WITHDRAWN 10/31/2013 
• ASSOCIATED PERSON WITHDRAWN 10/31/2013 
• PRINCIPAL APPROVED 06/29/2011 
• ASSOCIATED PERSON CONDITIONS LIFTED 04/11/2011 
• ASSOCIATED PERSON REGISTRATION CONDITIONED 04/20/2009 
• ASSOCIATED PERSON REGISTERED 04/20/2009 
• NFA ASSOCIATE MEMBER APPROVED 04/20/2009 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 11/12/2007 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/20/2006 
• ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 11/20/2006 
• ASSOCIATED PERSON PENDING 11/20/2006 
• NFA ASSOCIATE MEMBER PENDING 11/20/2006 
• BRANCH MANAGER PENDING 10/29/2006 
• ASSOCIATED PERSON TEMPORARY LICENSE 10/29/2006 
• NFA ASSOCIATE MEMBER APPROVED 10/29/2006 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 09/05/2006 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 09/05/2006 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 09/05/2006 
• NFA ASSOCIATE MEMBER PENDING 06/28/2006 
• ASSOCIATED PERSON PENDING 06/28/2006 
• ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 06/28/2006 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/28/2006 
• BRANCH MANAGER PENDING 06/07/2006 
• ASSOCIATED PERSON TEMPORARY LICENSE 06/07/2006 
• NFA ASSOCIATE MEMBER APPROVED 06/07/2006 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 05/26/2005 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 05/26/2005 
• NFA ASSOCIATE MEMBER PENDING 02/25/2005 
• ASSOCIATED PERSON PENDING 02/25/2005 
 
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