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Details

JAMES A SHEPHERD INC NFA ID: 0228865

Current Status
NO CURRENT STATUS
Regulatory Actions
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NFA1
CFTC1
Exchanges0
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NFA Arbitration Decisions
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CFTC Reparations Cases
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Formerly Known As
No other names
 
Business Address
780 NW BROAD ST, STE 210
PO BOX 325
SOUTHERN PINES, NC  28388
UNITED STATES
800-532-3884
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• NFA MEMBER WITHDRAWN10/30/2013 
• COMMODITY TRADING ADVISOR WITHDRAWN10/30/2013 
• COMMODITY POOL OPERATOR WITHDRAWN10/30/2013 
• COMMODITY POOL OPERATOR REGISTERED04/20/2005 
• COMMODITY POOL OPERATOR PENDING04/07/2005 
• NFA MEMBER APPROVED04/10/1990 
• COMMODITY TRADING ADVISOR REGISTERED04/10/1990 
• COMMODITY TRADING ADVISOR PENDING03/12/1990 
• NFA MEMBER PENDING03/12/1990 
 
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