| INTRODUCING BROKER REVOKED | 03/17/1997 |
| INTRODUCING BROKER SUSPENDED | 04/27/1989 |
| INTRODUCING BROKER SUSPENSION LIFTED | 03/10/1989 |
| INTRODUCING BROKER SUSPENDED | 01/16/1989 |
| NFA MEMBER WITHDRAWN | 01/16/1989 |
| INTRODUCING BROKER REGISTERED | 08/20/1986 |
| INTRODUCING BROKER FAILED TO RENEW | 07/31/1986 |
| INTRODUCING BROKER REGISTERED | 07/25/1984 |
| NFA MEMBER APPROVED | 07/25/1984 |