| NFA MEMBER TEMPORARY WITHDRAWAL | 09/30/2010 |
| PRINCIPAL TEMPORARY BAR | 09/30/2010 |
| |
| INTRODUCING BROKER WITHDRAWN | 11/15/2010 |
| NOTICE BROKER DEALER WITHDRAWN | 09/30/2010 |
| NFA MEMBER WITHDRAWN | 09/30/2010 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 08/02/2002 |
| NOTICE BROKER DEALER REGISTERED | 02/21/2002 |
| INTRODUCING BROKER REGISTERED | 12/10/1987 |
| INTRODUCING BROKER PENDING | 02/10/1987 |
| INTRODUCING BROKER WITHDRAWN | 09/07/1986 |
| INTRODUCING BROKER REGISTERED | 08/26/1985 |
| INTRODUCING BROKER PENDING | 07/01/1985 |
| NFA MEMBER APPROVED | 06/17/1985 |
| NFA MEMBER PENDING | 05/15/1985 |
| COMMODITY POOL OPERATOR WITHDRAWN | 06/30/1984 |
| COMMODITY TRADING ADVISOR REGISTERED | 12/27/1983 |
| COMMODITY POOL OPERATOR REGISTERED | 12/27/1983 |