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STEVEN MITCHELL SILVER NFA ID: 0240051 Current Status VISION FINANCIAL MARKETS LLC  • PRINCIPAL APPROVED  • ASSOCIATED PERSON REGISTERED  • NFA ASSOCIATE MEMBER APPROVED  VISION INVESTMENT ADVISORS LLC  • PRINCIPAL APPROVED  Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 02/19/2010 SECURITY FUTURES PRINCIPAL TRAINING COMPLETED 02/19/2010 Doing Business As No other names History  Status Effective Date GOLDMAN SACHS & CO  • ASSOCIATED PERSON WITHDRAWN 03/23/2006  • NFA ASSOCIATE MEMBER WITHDRAWN 03/23/2006  • ASSOCIATED PERSON REGISTERED 12/19/2000  • NFA ASSOCIATE MEMBER APPROVED 12/01/2000  • ASSOCIATED PERSON TEMPORARY LICENSE 12/01/2000  GREENWICH FUTURES CORP  • ASSOCIATED PERSON WITHDRAWN 04/01/1992  • NFA ASSOCIATE MEMBER WITHDRAWN 04/01/1992  • ASSOCIATED PERSON REGISTERED 02/05/1992  • NFA ASSOCIATE MEMBER APPROVED 01/16/1992  • ASSOCIATED PERSON TEMPORARY LICENSE 01/16/1992  • ASSOCIATED PERSON PENDING 12/11/1991  • NFA ASSOCIATE MEMBER PENDING 12/11/1991  PRUDENTIAL EQUITY GROUP LLC  • ASSOCIATED PERSON WITHDRAWN 07/19/2000  • NFA ASSOCIATE MEMBER WITHDRAWN 07/19/2000  • ASSOCIATED PERSON REGISTERED 02/18/1997  • NFA ASSOCIATE MEMBER APPROVED 01/08/1997  • ASSOCIATED PERSON TEMPORARY LICENSE 01/08/1997  VISION BROKERAGE SERVICES LLC  • PRINCIPAL WITHDRAWN 04/29/2011  • NFA ASSOCIATE MEMBER WITHDRAWN 04/29/2011  • ASSOCIATED PERSON WITHDRAWN 04/29/2011  • BRANCH MANAGER WITHDRAWN 03/30/2011  • NFA ASSOCIATE MEMBER APPROVED 02/24/2010  • ASSOCIATED PERSON REGISTERED 02/24/2010  • BRANCH MANAGER APPROVED 02/24/2010  • PRINCIPAL APPROVED 06/26/2009  VISION FINANCIAL MARKETS LLC  • BRANCH MANAGER WITHDRAWN 02/28/2011  • PRINCIPAL APPROVED 05/27/2008  • BRANCH MANAGER APPROVED 08/30/2006  • ASSOCIATED PERSON REGISTERED 07/19/2006  • ASSOCIATED PERSON TEMPORARY LICENSE 07/19/2006  • NFA ASSOCIATE MEMBER APPROVED 07/19/2006  VISION INVESTMENT ADVISORS LLC  • PRINCIPAL APPROVED 06/22/2011  WHITEHALL INVESTMENT MANAGEMENT INC  • NFA ASSOCIATE MEMBER WITHDRAWN 03/31/2011  • ASSOCIATED PERSON WITHDRAWN 03/31/2011  • PRINCIPAL WITHDRAWN 03/31/2011  • BRANCH MANAGER WITHDRAWN 02/28/2011  • PRINCIPAL APPROVED 01/08/2008  • BRANCH MANAGER APPROVED 08/30/2006  • ASSOCIATED PERSON REGISTERED 07/19/2006  • NFA ASSOCIATE MEMBER APPROVED 07/19/2006  • ASSOCIATED PERSON TEMPORARY LICENSE 07/19/2006