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Details

STEVEN MITCHELL SILVER NFA ID: 0240051

Current Status
HIGH RIDGE FUTURES LLC 
• ASSOCIATED PERSON REGISTERED 
• NFA ASSOCIATE MEMBER APPROVED 
VISION INVESTMENT ADVISORS LLC 
• PRINCIPAL APPROVED 
Regulatory Actions
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CFTC0
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NFA Arbitration Decisions
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CFTC Reparations Cases
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Security Futures Proficiency Training
 Description Date
SECURITY FUTURES TRAINING COMPLETED02/19/2010
SECURITY FUTURES PRINCIPAL TRAINING COMPLETED02/19/2010
History
 Status Effective Date
GOLDMAN SACHS & CO 
• ASSOCIATED PERSON WITHDRAWN 03/23/2006 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/23/2006 
• ASSOCIATED PERSON REGISTERED 12/19/2000 
• NFA ASSOCIATE MEMBER APPROVED 12/01/2000 
• ASSOCIATED PERSON TEMPORARY LICENSE 12/01/2000 
GREENWICH FUTURES CORP 
• ASSOCIATED PERSON WITHDRAWN 04/01/1992 
• NFA ASSOCIATE MEMBER WITHDRAWN 04/01/1992 
• ASSOCIATED PERSON REGISTERED 02/05/1992 
• NFA ASSOCIATE MEMBER APPROVED 01/16/1992 
• ASSOCIATED PERSON TEMPORARY LICENSE 01/16/1992 
• ASSOCIATED PERSON PENDING 12/11/1991 
• NFA ASSOCIATE MEMBER PENDING 12/11/1991 
HIGH RIDGE FUTURES LLC 
• ASSOCIATED PERSON REGISTERED 11/28/2014 
• NFA ASSOCIATE MEMBER APPROVED 11/28/2014 
PRUDENTIAL EQUITY GROUP LLC 
• ASSOCIATED PERSON WITHDRAWN 07/19/2000 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/19/2000 
• ASSOCIATED PERSON REGISTERED 02/18/1997 
• NFA ASSOCIATE MEMBER APPROVED 01/08/1997 
• ASSOCIATED PERSON TEMPORARY LICENSE 01/08/1997 
VISION BROKERAGE SERVICES LLC 
• PRINCIPAL WITHDRAWN 04/29/2011 
• NFA ASSOCIATE MEMBER WITHDRAWN 04/29/2011 
• ASSOCIATED PERSON WITHDRAWN 04/29/2011 
• BRANCH MANAGER WITHDRAWN 03/30/2011 
• NFA ASSOCIATE MEMBER APPROVED 02/24/2010 
• ASSOCIATED PERSON REGISTERED 02/24/2010 
• BRANCH MANAGER APPROVED 02/24/2010 
• PRINCIPAL APPROVED 06/26/2009 
VISION FINANCIAL MARKETS LLC 
• ASSOCIATED PERSON WITHDRAWN 03/04/2015 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/04/2015 
• PRINCIPAL WITHDRAWN 03/04/2015 
• BRANCH MANAGER WITHDRAWN 02/28/2011 
• PRINCIPAL APPROVED 05/27/2008 
• BRANCH MANAGER APPROVED 08/30/2006 
• ASSOCIATED PERSON REGISTERED 07/19/2006 
• NFA ASSOCIATE MEMBER APPROVED 07/19/2006 
• ASSOCIATED PERSON TEMPORARY LICENSE 07/19/2006 
VISION INVESTMENT ADVISORS LLC 
• PRINCIPAL APPROVED 06/22/2011 
WHITEHALL INVESTMENT MANAGEMENT INC 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/31/2011 
• ASSOCIATED PERSON WITHDRAWN 03/31/2011 
• PRINCIPAL WITHDRAWN 03/31/2011 
• BRANCH MANAGER WITHDRAWN 02/28/2011 
• PRINCIPAL APPROVED 01/08/2008 
• BRANCH MANAGER APPROVED 08/30/2006 
• ASSOCIATED PERSON REGISTERED 07/19/2006 
• NFA ASSOCIATE MEMBER APPROVED 07/19/2006 
• ASSOCIATED PERSON TEMPORARY LICENSE 07/19/2006 
 
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