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Details

CHARLIE KENT CHRISTIAN NFA ID: 0017984

Current Status
WELLS FARGO ADVISORS FINANCIAL NETWORK LLC 
• PRINCIPAL APPROVED 
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
NATIONSBANC FUTURES CORPORATION 
• ASSOCIATED PERSON WITHDRAWN 06/07/1993 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/07/1993 
• NFA ASSOCIATE MEMBER APPROVED 08/01/1985 
• ASSOCIATED PERSON REGISTERED 10/28/1983 
WELLS FARGO ADVISORS FINANCIAL NETWORK LLC 
• PRINCIPAL APPROVED 12/11/2012 
WELLS FARGO CLEARING SERVICES LLC 
• PRINCIPAL WITHDRAWN 12/11/2012 
• PRINCIPAL APPROVED 04/26/2006 
• PRINCIPAL PENDING 02/01/2006 
 
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