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THREE LAKES TRADING COMPANY INC NFA ID: 0347214 Current Status • NFA MEMBER APPROVED  • INTRODUCING BROKER REGISTERED  IB Guarantor Information • IB GUARANTEED BY VISION FINANCIAL MARKETS LLC Firm Activity Status Firm has on-exchange futures and/or options customer accounts Yes Firm is soliciting customers Yes Firm manages futures or options customer accounts No Firm operates commodity pools No Firm is engaged in retail off-exchange foreign currency futures and/or options No Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Business Address 4 HIGH RIDGE PARK SUITE 100 STAMFORD, CT  06905 UNITED STATES (203) 388-2678 Doing Business As • 3LAKESADVISORS.COM • 3LAKESFUTURES.COM • THREE LAKES • THREE LAKES ADVISORS • THREE LAKES FUTURES   Listed Principals  Listed Principal Name Title 10% or More Financial Interest JUSTIN EVERETT BOSHNACK PRESIDENT YES History  Status Effective Date • NFA MEMBER APPROVED 08/24/2004  • INTRODUCING BROKER REGISTERED 08/24/2004  • NFA MEMBER PENDING 08/23/2004  • INTRODUCING BROKER PENDING 08/23/2004