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Details

KARL ANTHONY FLOWERS NFA ID: 0042880

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA1
CFTC0
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
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CFTC Reparations Cases
Total1
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Security Futures Proficiency Training
 Description Date
SECURITY FUTURES TRAINING COMPLETED12/18/2002
History
 Status Effective Date
AMERICAN NATIONAL TRADING CORP 
• ASSOCIATED PERSON WITHDRAWN 08/30/2007 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/30/2007 
• ASSOCIATED PERSON REGISTERED 01/17/2003 
• NFA ASSOCIATE MEMBER APPROVED 09/25/2002 
• ASSOCIATED PERSON TEMPORARY LICENSE 09/25/2002 
AVENIR GROUP LTD 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 04/10/1989 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 04/10/1989 
• ASSOCIATED PERSON PENDING 09/12/1988 
• NFA ASSOCIATE MEMBER PENDING 09/12/1988 
BATEMAN EICHLER HILL RICHARDS INC 
• ASSOCIATED PERSON WITHDRAWN 07/07/1988 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/07/1988 
• ASSOCIATED PERSON REGISTERED 12/31/1987 
• NFA ASSOCIATE MEMBER APPROVED 12/31/1987 
CANNON TRADING COMPANY INC 
• ASSOCIATED PERSON WITHDRAWN 10/26/1989 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/26/1989 
• ASSOCIATED PERSON REGISTERED 06/06/1989 
• NFA ASSOCIATE MEMBER APPROVED 06/06/1989 
• ASSOCIATED PERSON PENDING 05/08/1989 
• NFA ASSOCIATE MEMBER PENDING 05/08/1989 
EF HUTTON & COMPANY INC 
• ASSOCIATED PERSON WITHDRAWN 02/20/1986 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/20/1986 
• NFA ASSOCIATE MEMBER APPROVED 08/01/1985 
• ASSOCIATED PERSON REGISTERED 10/04/1984 
LEHMAN BROTHERS INC 
• ASSOCIATED PERSON WITHDRAWN 12/23/1982 
• ASSOCIATED PERSON REGISTERED 07/14/1982 
PEREGRINE FINANCIAL GROUP INC 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/26/2007 
• ASSOCIATED PERSON WITHDRAWN 11/26/2007 
• NFA ASSOCIATE MEMBER APPROVED 08/30/2007 
• ASSOCIATED PERSON REGISTERED 08/30/2007 
PRUDENTIAL EQUITY GROUP LLC 
• ASSOCIATED PERSON WITHDRAWN 11/30/1984 
• ASSOCIATED PERSON REGISTERED 04/18/1983 
THOMSON MCKINNON SECURITIES INC 
• ASSOCIATED PERSON WITHDRAWN 12/30/1987 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/30/1987 
• ASSOCIATED PERSON REGISTERED 03/05/1986 
• NFA ASSOCIATE MEMBER APPROVED 03/05/1986 
 
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