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Details

LANCE WALTER DEAL NFA ID: 0465675

Current Status
NO CURRENT STATUS
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
UBS FINANCIAL SERVICES INC 
• PRINCIPAL WITHDRAWN 08/03/2014 
• PRINCIPAL APPROVED 07/31/2013 
• PRINCIPAL PENDING 07/30/2013 
 
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