Details

ALPARI US LLC NFA ID: 0379678 Current Status • NOTICE BROKER DEALER REGISTERED  • FOREX DEALER MEMBER APPROVED  • FOREX FIRM APPROVED  • RETAIL FOREIGN EXCHANGE DEALER REGISTERED  • NFA MEMBER APPROVED  • FUTURES COMMISSION MERCHANT REGISTERED  Exemptions Click the link below to view exemptions for this firm View Exemptions FCM Financial Information Click the link below to view financial information for this firm View Financial Information Firm Activity Status Firm has on-exchange futures and/or options customer accounts Yes Firm is soliciting customers Yes Firm manages futures or options customer accounts No Firm operates commodity pools No Firm is engaged in retail off-exchange foreign currency futures and/or options Yes Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Business Address 14 WALL STREET SUITE 8B NEW YORK, NY  10005 UNITED STATES 646-825-5760 Doing Business As • ALPARI ACADEMY • ALPARI FUTURES • ALPARI FX • ALPARI FX PRO • ALPARI US   Listed Principals  Listed Principal Name Title 10% or More Financial Interest RANYA ABBAS CHIEF COMPLIANCE OFFICER NO ALPARI UK LIMITED YES ANDREY DASHIN OWNER ONLY YES JERMAINE CALVIN HARMON CHIEF EXECUTIVE OFFICER NO CARLOS EDUARDO MARTINEZ HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO CHRISTOPHER PATRICK PAOLETTI HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO GLEB PETROV OWNER ONLY YES JACOB PLATTNER HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO ANDREY VEDIKHIN OWNER ONLY YES History  Status Effective Date • NOTICE BROKER DEALER REGISTERED 12/21/2012  • FOREX DEALER MEMBER APPROVED 10/01/2010  • FOREX FIRM APPROVED 10/01/2010  • RETAIL FOREIGN EXCHANGE DEALER REGISTERED 09/16/2010  • FOREX DEALER MEMBER PENDING 09/14/2010  • FOREX FIRM PENDING 09/14/2010  • RETAIL FOREIGN EXCHANGE DEALER PENDING 09/14/2010  • NFA MEMBER APPROVED 11/14/2007  • FUTURES COMMISSION MERCHANT REGISTERED 11/14/2007  • NFA MEMBER PENDING 04/18/2007  • FUTURES COMMISSION MERCHANT PENDING 04/18/2007