| INTRODUCING BROKER WITHDRAWN | 05/03/1997 |
| NFA MEMBER WITHDRAWN | 05/03/1997 |
| INTRODUCING BROKER REGISTERED | 06/14/1994 |
| INTRODUCING BROKER TEMPORARY LICENSE | 02/09/1994 |
| NFA MEMBER APPROVED | 02/09/1994 |
| INTRODUCING BROKER PENDING | 01/31/1994 |
| NFA MEMBER PENDING | 01/31/1994 |
| INTRODUCING BROKER WITHDRAWN | 01/30/1993 |
| NFA MEMBER WITHDRAWN | 01/30/1993 |
| INTRODUCING BROKER REGISTERED | 06/11/1992 |
| INTRODUCING BROKER TEMPORARY LICENSE | 05/14/1992 |
| NFA MEMBER APPROVED | 05/14/1992 |
| INTRODUCING BROKER PENDING | 05/08/1992 |
| NFA MEMBER PENDING | 05/08/1992 |