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Details

WOOK LEE NFA ID: 0411083

Current Status
PECONIC ASSET MANAGERS LLC 
• PRINCIPAL APPROVED 
PECONIC PARTNERS LLC 
• PRINCIPAL APPROVED 
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
PECONIC ASSET MANAGERS LLC 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 07/15/2013 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 07/15/2013 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 07/15/2013 
• BRANCH MANAGER PENDING 01/16/2013 
• NFA ASSOCIATE MEMBER PENDING 01/16/2013 
• ASSOCIATED PERSON PENDING 01/16/2013 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 01/15/2013 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 01/15/2013 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 01/15/2013 
• BRANCH MANAGER PENDING 10/17/2012 
• NFA ASSOCIATE MEMBER PENDING 10/17/2012 
• ASSOCIATED PERSON PENDING 10/17/2012 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 10/16/2012 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 10/16/2012 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 10/16/2012 
• BRANCH MANAGER PENDING 07/18/2012 
• NFA ASSOCIATE MEMBER PENDING 07/18/2012 
• ASSOCIATED PERSON PENDING 07/18/2012 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 07/17/2012 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 07/17/2012 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 07/17/2012 
• BRANCH MANAGER PENDING 04/18/2012 
• ASSOCIATED PERSON PENDING 04/18/2012 
• NFA ASSOCIATE MEMBER PENDING 04/18/2012 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 04/17/2012 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 04/17/2012 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 04/17/2012 
• BRANCH MANAGER PENDING 01/18/2012 
• NFA ASSOCIATE MEMBER PENDING 01/18/2012 
• ASSOCIATED PERSON PENDING 01/18/2012 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 01/17/2012 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 01/17/2012 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 01/17/2012 
• BRANCH MANAGER PENDING 10/19/2011 
• NFA ASSOCIATE MEMBER PENDING 10/19/2011 
• ASSOCIATED PERSON PENDING 10/19/2011 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 10/18/2011 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 10/18/2011 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 10/18/2011 
• BRANCH MANAGER PENDING 07/20/2011 
• NFA ASSOCIATE MEMBER PENDING 07/20/2011 
• ASSOCIATED PERSON PENDING 07/20/2011 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 07/19/2011 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 07/19/2011 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 07/19/2011 
• BRANCH MANAGER PENDING 04/20/2011 
• ASSOCIATED PERSON PENDING 04/20/2011 
• NFA ASSOCIATE MEMBER PENDING 04/20/2011 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 04/19/2011 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 04/19/2011 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 04/19/2011 
• BRANCH MANAGER PENDING 01/19/2011 
• NFA ASSOCIATE MEMBER PENDING 01/19/2011 
• ASSOCIATED PERSON PENDING 01/19/2011 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 01/18/2011 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 01/18/2011 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 01/18/2011 
• BRANCH MANAGER PENDING 10/20/2010 
• ASSOCIATED PERSON PENDING 10/20/2010 
• NFA ASSOCIATE MEMBER PENDING 10/20/2010 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 10/19/2010 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 10/19/2010 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 10/19/2010 
• BRANCH MANAGER PENDING 07/21/2010 
• ASSOCIATED PERSON PENDING 07/21/2010 
• NFA ASSOCIATE MEMBER PENDING 07/21/2010 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 07/20/2010 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 07/20/2010 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 07/20/2010 
• BRANCH MANAGER PENDING 03/22/2010 
• NFA ASSOCIATE MEMBER PENDING 03/22/2010 
• ASSOCIATED PERSON PENDING 03/22/2010 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 12/23/2009 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 12/23/2009 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 12/23/2009 
• BRANCH MANAGER PENDING 09/24/2009 
• ASSOCIATED PERSON PENDING 09/24/2009 
• NFA ASSOCIATE MEMBER PENDING 09/24/2009 
• PRINCIPAL APPROVED 08/04/2009 
• PRINCIPAL PENDING 05/27/2009 
PECONIC PARTNERS LLC 
• BRANCH MANAGER PENDING 01/16/2013 
• NFA ASSOCIATE MEMBER PENDING 01/16/2013 
• ASSOCIATED PERSON PENDING 01/16/2013 
• BRANCH MANAGER PENDING 10/17/2012 
• NFA ASSOCIATE MEMBER PENDING 10/17/2012 
• ASSOCIATED PERSON PENDING 10/17/2012 
• BRANCH MANAGER PENDING 07/18/2012 
• NFA ASSOCIATE MEMBER PENDING 07/18/2012 
• ASSOCIATED PERSON PENDING 07/18/2012 
• BRANCH MANAGER PENDING 04/18/2012 
• NFA ASSOCIATE MEMBER PENDING 04/18/2012 
• ASSOCIATED PERSON PENDING 04/18/2012 
• BRANCH MANAGER PENDING 01/18/2012 
• NFA ASSOCIATE MEMBER PENDING 01/18/2012 
• ASSOCIATED PERSON PENDING 01/18/2012 
• BRANCH MANAGER PENDING 10/19/2011 
• ASSOCIATED PERSON PENDING 10/19/2011 
• NFA ASSOCIATE MEMBER PENDING 10/19/2011 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 10/18/2011 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 10/18/2011 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 10/18/2011 
• BRANCH MANAGER PENDING 07/20/2011 
• NFA ASSOCIATE MEMBER PENDING 07/20/2011 
• ASSOCIATED PERSON PENDING 07/20/2011 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 07/19/2011 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 07/19/2011 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 07/19/2011 
• BRANCH MANAGER PENDING 04/20/2011 
• NFA ASSOCIATE MEMBER PENDING 04/20/2011 
• ASSOCIATED PERSON PENDING 04/20/2011 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 04/19/2011 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 04/19/2011 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 04/19/2011 
• BRANCH MANAGER PENDING 01/19/2011 
• NFA ASSOCIATE MEMBER PENDING 01/19/2011 
• ASSOCIATED PERSON PENDING 01/19/2011 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 01/18/2011 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 01/18/2011 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 01/18/2011 
• BRANCH MANAGER PENDING 10/20/2010 
• ASSOCIATED PERSON PENDING 10/20/2010 
• NFA ASSOCIATE MEMBER PENDING 10/20/2010 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 10/20/2010 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 10/20/2010 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 10/20/2010 
• BRANCH MANAGER PENDING 10/20/2010 
• NFA ASSOCIATE MEMBER PENDING 10/20/2010 
• ASSOCIATED PERSON PENDING 10/20/2010 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 10/20/2010 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 10/20/2010 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 10/20/2010 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 10/20/2010 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 10/20/2010 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 10/20/2010 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 10/20/2010 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 10/20/2010 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 10/20/2010 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 10/20/2010 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 10/20/2010 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 10/20/2010 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 10/20/2010 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 10/20/2010 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 10/20/2010 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 10/20/2010 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 10/20/2010 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 10/20/2010 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 10/19/2010 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 10/19/2010 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 10/19/2010 
• BRANCH MANAGER PENDING 07/21/2010 
• NFA ASSOCIATE MEMBER PENDING 07/21/2010 
• ASSOCIATED PERSON PENDING 07/21/2010 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 07/20/2010 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 07/20/2010 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 07/20/2010 
• BRANCH MANAGER PENDING 03/22/2010 
• ASSOCIATED PERSON PENDING 03/22/2010 
• NFA ASSOCIATE MEMBER PENDING 03/22/2010 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 12/23/2009 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 12/23/2009 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 12/23/2009 
• BRANCH MANAGER PENDING 09/24/2009 
• ASSOCIATED PERSON PENDING 09/24/2009 
• NFA ASSOCIATE MEMBER PENDING 09/24/2009 
• PRINCIPAL APPROVED 08/04/2009 
• PRINCIPAL PENDING 05/26/2009 
 
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