| NFA MEMBER PERMANENT BAR | 10/01/2009 |
| PRINCIPAL PERMANENT BAR | 10/01/2009 |
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| NFA MEMBER WITHDRAWN | 09/17/2009 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 09/17/2009 |
| NFA MEMBER SUSPENDED | 09/16/2008 |
| INTRODUCING BROKER PENDING STATUS WITHDRAWN | 06/11/2008 |
| INTRODUCING BROKER PENDING | 03/18/2008 |
| INTRODUCING BROKER PENDING STATUS WITHDRAWN | 11/28/2007 |
| NFA MEMBER APPROVED | 10/10/2007 |
| COMMODITY TRADING ADVISOR REGISTERED | 10/10/2007 |
| COMMODITY TRADING ADVISOR PENDING | 10/03/2007 |
| NFA MEMBER PENDING | 03/23/2007 |
| INTRODUCING BROKER PENDING | 03/23/2007 |