| AMERICAN FUTURES GROUP INC |
| ASSOCIATED PERSON WITHDRAWN | 06/06/1995 |
| BRANCH MANAGER WITHDRAWN | 06/06/1995 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/06/1995 |
| ASSOCIATED PERSON REGISTERED | 06/09/1993 |
| BRANCH MANAGER APPROVED | 06/09/1993 |
| BRANCH MANAGER PENDING | 05/10/1993 |
| NFA ASSOCIATE MEMBER APPROVED | 05/03/1993 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 05/03/1993 |
| CERES TRADING GROUP INC |
| PRINCIPAL WITHDRAWN | 09/11/2002 |
| BRANCH MANAGER WITHDRAWN | 06/30/1998 |
| ASSOCIATED PERSON WITHDRAWN | 06/30/1998 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/30/1998 |
| ASSOCIATED PERSON REGISTERED | 06/29/1995 |
| BRANCH MANAGER APPROVED | 06/29/1995 |
| NFA ASSOCIATE MEMBER APPROVED | 06/29/1995 |
| ASSOCIATED PERSON PENDING | 06/09/1995 |
| BRANCH MANAGER PENDING | 06/09/1995 |
| NFA ASSOCIATE MEMBER PENDING | 06/09/1995 |
| PRINCIPAL APPROVED | 04/13/1995 |
| PRINCIPAL PENDING | 03/20/1995 |
| MERIDIAN COMMODITY CORPORATION |
| ASSOCIATED PERSON WITHDRAWN | 10/08/2009 |
| PRINCIPAL WITHDRAWN | 10/08/2009 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 01/30/2009 |
| ASSOCIATED PERSON REGISTERED | 08/31/1998 |
| PRINCIPAL APPROVED | 08/31/1998 |
| NFA ASSOCIATE MEMBER APPROVED | 07/24/1998 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 07/24/1998 |
| ASSOCIATED PERSON PENDING | 07/14/1998 |
| NFA ASSOCIATE MEMBER PENDING | 07/14/1998 |
| PRINCIPAL PENDING | 07/14/1998 |
| PARKER ASSET MANAGEMENT LLC |
| PRINCIPAL WITHDRAWN | 11/30/2005 |
| PRINCIPAL APPROVED | 03/01/2005 |
| PRINCIPAL PENDING | 12/27/2004 |
| PARKER TRADING INC |
| ASSOCIATED PERSON WITHDRAWN | 07/20/1999 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 07/20/1999 |
| PRINCIPAL WITHDRAWN | 07/20/1999 |
| ASSOCIATED PERSON REGISTERED | 08/31/1998 |
| NFA ASSOCIATE MEMBER APPROVED | 08/31/1998 |
| PRINCIPAL APPROVED | 08/31/1998 |
| ASSOCIATED PERSON PENDING | 08/25/1998 |
| NFA ASSOCIATE MEMBER PENDING | 08/25/1998 |
| PRINCIPAL PENDING | 06/29/1998 |
| ASSOCIATED PERSON WITHDRAWN | 05/07/1997 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 05/07/1997 |
| PRINCIPAL WITHDRAWN | 05/07/1997 |
| ASSOCIATED PERSON REGISTERED | 04/11/1995 |
| NFA ASSOCIATE MEMBER APPROVED | 04/11/1995 |
| PRINCIPAL APPROVED | 04/11/1995 |
| ASSOCIATED PERSON PENDING | 03/23/1995 |
| NFA ASSOCIATE MEMBER PENDING | 03/23/1995 |
| PRINCIPAL PENDING | 03/23/1995 |
| WORLD WIDE MANAGED FUNDS INC |
| ASSOCIATED PERSON WITHDRAWN | 04/21/1993 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 04/21/1993 |
| ASSOCIATED PERSON REGISTERED | 01/28/1993 |
| NFA ASSOCIATE MEMBER APPROVED | 01/06/1993 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 01/06/1993 |
| ASSOCIATED PERSON PENDING | 12/15/1992 |
| NFA ASSOCIATE MEMBER PENDING | 12/15/1992 |