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MICHAEL SCOTT GORDON NFA ID: 0027237 Current Status ROSENTHAL COLLINS GROUP LLC  • ASSOCIATED PERSON REGISTERED  • PRINCIPAL APPROVED  • NFA ASSOCIATE MEMBER APPROVED  Trading Privileges No trading privileges Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date • FLOOR BROKER WITHDRAWN 05/20/2008  • FLOOR BROKER REGISTERED 01/01/1982  ROSENTHAL COLLINS GROUP LLC  • ASSOCIATED PERSON REGISTERED 07/07/2004  • PRINCIPAL APPROVED 07/07/2004  • ASSOCIATED PERSON TEMPORARY LICENSE 06/21/2004  • PRINCIPAL PENDING 06/21/2004  • NFA ASSOCIATE MEMBER APPROVED 06/21/2004  • ASSOCIATED PERSON WITHDRAWN 04/29/1986  • ASSOCIATED PERSON REGISTERED 04/19/1983  • ASSOCIATED PERSON WITHDRAWN 02/28/1983  • ASSOCIATED PERSON REGISTERED 01/29/1981  SAKURA DELLSHER INC  • ASSOCIATED PERSON WITHDRAWN 03/04/1988  • NFA ASSOCIATE MEMBER WITHDRAWN 03/04/1988  • NFA ASSOCIATE MEMBER APPROVED 08/01/1985  • ASSOCIATED PERSON REGISTERED 06/21/1983  TOKYO MITSUBISHI FUTURES USA INC  • PRINCIPAL WITHDRAWN 02/28/2004  • PRINCIPAL APPROVED 05/23/1988  • PRINCIPAL PENDING 05/18/1988