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PRUDENTIAL EQUITY GROUP LLC NFA ID: 0002914 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 0 CFTC 4 Exchanges 31 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 6 details...   CFTC Reparations Cases Total 84 details... Formerly Known As • PRUDENTIAL EQUITY GROUP INCORPORATED • PRUDENTIAL SECURITIES INCORPORATED • PRUDENTIAL-BACHE SECURITIES INC   Business Address 1 NEW YORK PLAZA NEW YORK, NY  10292 UNITED STATES (212) 778-1000 Doing Business As No other names Listed Principals No principals currently listed History  Status Effective Date • EXEMPT FOREIGN FIRM AGENT WITHDRAWN 09/22/2004  • NFA MEMBER WITHDRAWN 09/22/2004  • FUTURES COMMISSION MERCHANT WITHDRAWN 09/22/2004  • EXEMPT FOREIGN FIRM AGENT APPROVED 05/01/1990  • NFA MEMBER APPROVED 07/01/1982  • FUTURES COMMISSION MERCHANT REGISTERED 06/30/1982