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Details

ROBERT E MULHOLLAND NFA ID: 0253124

Current Status
NO CURRENT STATUS
Regulatory Actions
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NFA Arbitration Decisions
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History
 Status Effective Date
MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/07/2005 
• ASSOCIATED PERSON WITHDRAWN 01/07/2005 
• BRANCH MANAGER WITHDRAWN 01/25/2001 
• BRANCH MANAGER APPROVED 01/13/1994 
• ASSOCIATED PERSON REGISTERED 12/28/1993 
• NFA ASSOCIATE MEMBER APPROVED 11/18/1993 
• ASSOCIATED PERSON TEMPORARY LICENSE 11/18/1993 
• BRANCH MANAGER PENDING 11/18/1993 
UBS FINANCIAL SERVICES INC 
• ASSOCIATED PERSON WITHDRAWN 12/31/2015 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/31/2015 
• PRINCIPAL WITHDRAWN 11/24/2015 
• NFA ASSOCIATE MEMBER APPROVED 07/12/2010 
• ASSOCIATED PERSON REGISTERED 07/12/2010 
• ASSOCIATED PERSON PENDING 06/09/2010 
• NFA ASSOCIATE MEMBER PENDING 06/09/2010 
• PRINCIPAL APPROVED 04/14/2010 
• PRINCIPAL PENDING 04/01/2010 
 
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