| COMMODITY TRADING ADVISOR WITHDRAWN | 10/08/1999 |
| NFA MEMBER WITHDRAWN | 10/08/1999 |
| INTRODUCING BROKER WITHDRAWN | 09/22/1999 |
| COMMODITY TRADING ADVISOR REGISTERED | 03/23/1999 |
| INTRODUCING BROKER REGISTERED | 01/04/1999 |
| INTRODUCING BROKER TEMPORARY LICENSE | 12/17/1998 |
| NFA MEMBER APPROVED | 12/17/1998 |
| INTRODUCING BROKER PENDING | 12/14/1998 |
| NFA MEMBER PENDING | 12/14/1998 |