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Details

CERES MANAGED FUTURES LLC NFA ID: 0192325

Current Status
• SWAP FIRM APPROVED 
• COMMODITY TRADING ADVISOR REGISTERED 
• COMMODITY POOL OPERATOR REGISTERED 
• NFA MEMBER APPROVED 
Exemptions and No Actions
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Firm Activity Status
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsNo
Firm operates commodity poolsYes
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
Regulatory Actions
 AgencyNumber
NFA0
CFTC0
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
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CFTC Reparations Cases
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Formerly Known As
• CITIGROUP MANAGED FUTURES LLC
• SMITH BARNEY FUTURES MANAGEMENT INC
• SMITH BARNEY FUTURES MANAGEMENT LLC
• SMITH BARNEY FUTURES PARTNERS INC
• SMITH BARNEY SHEARSON FUTURES MGMT INC
 
Business Address
522 FIFTH AVENUE
NEW YORK, NY  10036
UNITED STATES
855-672-4468
Doing Business As
No other names
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
PATRICK THOMAS EGANPRESIDENTNO
MATTHEW PAUL MARTINDIRECTORNO
MORGAN STANLEY SMITH BARNEY HOLDINGS LLC YES
MAUREEN ELLEN OTOOLEDIRECTORNO
STEVEN EDWARD ROSSCHIEF FINANCIAL OFFICERNO
FETA H ZABELIDIRECTORNO
History
 Status Effective Date
• SWAP FIRM APPROVED12/27/2012 
• SWAP FIRM PENDING12/27/2012 
• COMMODITY TRADING ADVISOR REGISTERED03/31/1993 
• COMMODITY TRADING ADVISOR PENDING03/15/1993 
• COMMODITY POOL OPERATOR REGISTERED09/02/1986 
• NFA MEMBER APPROVED09/02/1986 
• COMMODITY POOL OPERATOR PENDING08/21/1986 
• NFA MEMBER PENDING08/21/1986 
 
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