Skip Navigation Links

Details

VERTRIX INC NFA ID: 0239620

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA1
CFTC1
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
details...
Formerly Known As
• SWARTZ RONALD JAY
 
Business Address
30 S WACKER
SUITE #1213
CHICAGO, IL  60606
UNITED STATES
(312) 715-6078
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• COMMODITY TRADING ADVISOR WITHDRAWN12/30/1998 
• NFA MEMBER WITHDRAWN12/22/1998 
• COMMODITY TRADING ADVISOR REGISTERED06/20/1996 
• NFA MEMBER APPROVED06/20/1996 
• COMMODITY TRADING ADVISOR PENDING04/15/1996 
• NFA MEMBER PENDING04/15/1996 
• COMMODITY TRADING ADVISOR WITHDRAWN03/02/1996 
• NFA MEMBER WITHDRAWN03/02/1996 
• COMMODITY TRADING ADVISOR REGISTERED12/29/1993 
• NFA MEMBER APPROVED12/29/1993 
• COMMODITY TRADING ADVISOR PENDING06/02/1993 
• NFA MEMBER PENDING06/02/1993 
• COMMODITY TRADING ADVISOR PENDING STATUS WITHDRAWN03/31/1992 
• NFA MEMBER PENDING STATUS WITHDRAWN03/31/1992 
• COMMODITY TRADING ADVISOR PENDING11/05/1991 
• NFA MEMBER PENDING11/05/1991 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.