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Details

ROBERT LEROY FORSYTH III NFA ID: 0436004

Current Status
NO CURRENT STATUS
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
UBS FINANCIAL SERVICES INC 
• ASSOCIATED PERSON WITHDRAWN 01/24/2014 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/24/2014 
• PRINCIPAL WITHDRAWN 01/24/2014 
• SWAP ASSOCIATED PERSON WITHDRAWN 01/24/2014 
• SWAP ASSOCIATED PERSON APPROVED 01/02/2013 
• SWAP ASSOCIATED PERSON PENDING 12/28/2012 
• ASSOCIATED PERSON REGISTERED 12/22/2011 
• NFA ASSOCIATE MEMBER APPROVED 12/20/2011 
• ASSOCIATED PERSON TEMPORARY LICENSE 12/20/2011 
• PRINCIPAL APPROVED 11/01/2011 
• PRINCIPAL PENDING 10/27/2011 
 
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