| PROGRESSIVE INVESTMENT FUNDS |
| ASSOCIATED PERSON REVOKED | 03/11/2013 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 02/17/2009 |
| PRINCIPAL WITHDRAWN | 02/06/2009 |
| NFA ASSOCIATE MEMBER APPROVED | 09/27/2006 |
| ASSOCIATED PERSON REGISTERED | 09/27/2006 |
| PRINCIPAL APPROVED | 09/27/2006 |
| NFA ASSOCIATE MEMBER PENDING | 09/20/2006 |
| ASSOCIATED PERSON PENDING | 09/20/2006 |
| PRINCIPAL PENDING | 09/20/2006 |