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Details

ICAP CORPORATES LLC NFA ID: 0423118

Current Status
• SWAP FIRM APPROVED 
• INTRODUCING BROKER REGISTERED 
• NFA MEMBER APPROVED 
• COMMODITY TRADING ADVISOR REGISTERED 
Firm Activity Status
Firm has on-exchange futures and/or options customer accountsNo
Firm is soliciting customersYes
Firm manages futures or options customer accountsNo
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
Regulatory Actions
 AgencyNumber
NFA0
CFTC0
Exchanges2
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
details...
Formerly Known As
No other names
 
Business Address
HARBORSIDE FINANCIAL CENTER
1100 PLAZA FIVE
JERSEY CITY, NJ  07311
UNITED STATES
212-815-9301
Doing Business As
No other names
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
DAVID JAMES COSGROVEDIRECTORNO
TODD CREEKPRESIDENTNO
PATRICK GRIGSBY HAMILTONCHIEF OPERATING OFFICERNO
ICAP SECURITIES USA LLC YES
DANIEL JAMES LAGOPRESIDENTNO
LUCIANO MICHAEL SOLDIVIEROCHIEF FINANCIAL OFFICERNO
BRADLEY THOMAS SULLIVANNO LISTED TITLENO
History
 Status Effective Date
• SWAP FIRM APPROVED03/26/2013 
• SWAP FIRM PENDING12/27/2012 
• INTRODUCING BROKER REGISTERED10/26/2012 
• FUTURES COMMISSION MERCHANT WITHDRAWN10/26/2012 
• INTRODUCING BROKER PENDING09/19/2012 
• FUTURES COMMISSION MERCHANT REGISTERED03/04/2011 
• NOTICE INTRODUCING BROKER WITHDRAWN03/04/2011 
• NFA MEMBER APPROVED03/03/2011 
• COMMODITY TRADING ADVISOR REGISTERED03/03/2011 
• FUTURES COMMISSION MERCHANT PENDING12/02/2010 
• NFA MEMBER PENDING12/02/2010 
• COMMODITY TRADING ADVISOR PENDING12/02/2010 
• NOTICE INTRODUCING BROKER REGISTERED09/09/2010 
 
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